4 unchanged sentences
2.1 Agreement and Plan of Merger, dated October 20, 2021, among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC and TriState Capital Holdings, Inc., incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 26, 2021.
−Removed: 3.1 Restated Articles of Incorporation of Raymond James Financial, Inc.
−Removed: as filed with the Secretary of State of Florida on November 25, 2008, incorporated by reference to Exhibit 3(i).1 to the Company’s Annual Report on Form 10-K, filed with the Securities and Exchange Commission on November 28, 2008.
+Added: 3.1 Amended and Restated Articles of Incorporation of Raymond James Financial, Inc.
+Added: as filed with the Secretary of State of Florida on February 28, 2022.
3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on December 2, 2020, incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 8, 2020.
−Removed: 10.1 Support Agreement, dated October 20, 2021, by and among James F.
−Removed: Getz, Brian S.
−Removed: Fetterolf, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence of Section 9 thereof, TriState Capital Holdings, Inc., incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 26, 2021.
−Removed: 10.2 Support Agreement, dated October 20, 2021, by and among T-VIII PubOpps LP, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence of Section 9 and Section 10(c) thereof, TriState Capital Holdings, Inc., incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 26, 2021.
−Removed: 10.3 Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting with rTSR) under the Amended and Restated 2012 Stock Incentive Plan.
31.1 Certification of Paul C.
15 unchanged sentences
RAYMOND JAMES FINANCIAL, INC.
−Removed: February 8, 2022 /s/ Paul C.
−Removed: Chairman and Chief Executive Officer
−Removed: February 8, 2022 /s/ Paul M.
+Added: May 9, 2022 /s/ Paul C.
+Added: Chair and Chief Executive Officer
+Added: May 9, 2022 /s/ Paul M.
Chief Financial Officer and Treasurer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.