3 unchanged sentences
Amended and Restated Certificate of Incorporation.
−Removed: Certificate of Amendment to the Amended and Restated Certificate of Incorporation.
Amended and Restated Bylaws.
+Added: Certificate of Amendment to the Amended and Restated Certificate of Incorporation.
Form of warrant to purchase shares of common stock.
1 unchanged sentence
Warrant issued to HCP BTC, LLC for the purchase of shares of common stock.
−Removed: License and Transition Services Agreement with Forma Therapeutics, Inc.
−Removed: dated July 27, 2022 .
−Removed: Third Amendment to the Credit and Security Agreement with MidCap Financial Trust, dated July 27, 2022 .
Certification required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act.
9 unchanged sentences
Filed herewith
−Removed: ˄ Certain marked information has been omitted from this exhibit because it is both not material and is the type that the registrant treats as private and confidential.
* The certifications attached as Exhibit 32.1 accompany this Quarterly Report on Form 10-Q pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” by the registrant for purposes of Section 18 of the Exchange Act.
−Removed: (1) Filed as an exhibit to Rigel’s Current Report on Form 8-K filed on May 29, 2012, and incorporated herein by reference.
−Removed: (2) Filed as an exhibit to Rigel’s Current Report on Form 8-K filed on May 18, 2018, and incorporated herein by reference.
−Removed: (3) Filed as an exhibit to Rigel’s Current Report on Form 8-K filed on November 3, 2022, and incorporated herein by reference.
+Added: (1) Filed as an exhibit to Rigel’s Current Report on Form 8-K dated June 24, 2003, and incorporated herein by reference.
+Added: (2) Filed as an exhibit to Rigel’s Current Report on Form 8-K dated November 3, 2022, and incorporated herein by reference.
+Added: (3) Filed as an exhibit to Rigel’s Current Report on Form 8-K dated May 18, 2018, and incorporated herein by reference.
(4) Filed as an exhibit to Rigel’s Registration Statement on Form S-1 (No.
333-45864), filed on September 15, 2000, as amended, and incorporated herein by reference.
−Removed: (5) Filed as an exhibit to Rigel’s Current Report on Form 8-K filed on June 24, 2003, and incorporated herein by reference.
+Added: (5) Filed as an exhibit to Rigel’s Current Report on Form 10-K dated June 24, 2003, and incorporated herein by reference.
(6) Filed as an exhibit to Rigel’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2009, and incorporated herein by reference.
3 unchanged sentences
(Principal Executive Officer)
−Removed: November 3, 2022
Chief Financial Officer
(Principal Financial Officer)
−Removed: November 3, 2022
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.