Item 5. Other Information
Item 5. Other Information
None .
20
Item 6. Exhibits
No.
Description of Exhibit
1.1
Underwriting Agreement, dated May 19, 2026, between the Company and Leerink Partners LLC. ( 1)
3.1
Amended and Restated Memorandum and Articles of Association. (1)
10.1
Investment Management Trust Agreement, dated May 19, 2026, between Continental Stock Transfer & Trust Company and the Company. ( 1)
10.2
Registration and Shareholder Rights Agreement, dated May 19, 2026, by and among the Company, the Sponsor and the other parties thereto. ( 1)
10.3
Private Placement Shares Purchase Agreement, dated May 19, 2026, between the Company and the Sponsor. ( 1)
10.4
Form of Indemnity Agreement between the Company and each of the officers and directors of the Company. ( 1)
10.5
Indemnification Agreement, dated May 19, 2026, between the Company and the Sponsor. (1)
10.6
Letter Agreement, dated May 19, 2026, by and among the Company, the Sponsor, and each director and executive officer of the Company. ( 1)
31.1*
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS**
XBRL Instance Document
101.SCH**
XBRL Taxonomy Extension Schema Document
101.CAL**
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF**
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB**
XBRL Taxonomy Extension Labels Linkbase Document
101.PRE**
XBRL Taxonomy Extension Presentation Linkbase Document
104**
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*
Filed herewith.
**
Furnished herewith and not deemed to be “filed” under the Securities Exchange Act of 1934, as amended.
(1)
Previously filed as an exhibit to our Current Report on Form 8-K
filed on May 21, 2026, and incorporated herein by reference.
21
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: July 2, 2026
RESEARCH ALLIANCE CORPORATION III
By:
/s/ Fran Adams
Name:
Fran Adams
Title:
Chief Financial Officer
( Principal Financial and Accounting Officer )
22
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.