CERENOME, INC. 10-Q

Item 5. Other Information None. 36 Table of Contents Item 6. Exhibits EXHIBIT INDEX CERENOME, INC. Exhibit Number Exhibit Title Filed with this Form 10-Q Incorporated by Reference Form File No. Date Filed 3.1 Composite Certificate of Incorporation 10-K 001-34375 Exhibit 3.1 03/11/2016 3.2 Certificate of Amendment to Amended and Restated Certificate 8-K 001-34375 Exhibit 3.1 05/10/2016 3.3 Certificate of Amendment to Amended and Restated Certificate 8-K 001-34375 Exhibit 3.1 05/23/2018 3.4 Certificate of Amendment to Amended and Restated Certificate 8-K 001-34375 Exhibit 3.1 07/29/2019 3.5 Certificate of Amendment to Amended and Restated Certificate 8-K 001-34375 Exhibit 3.1 08/06/2019 3.6 Certificate of Amendment to Amended and Restated Certificate 8-K 001-34375 Exhibit 3.1 04/28/2023 3.7 Certificate of Amendment to the Certificate of Incorporation, as amended 8-K 001-34375 Exhibit 3.1 05/02/2025 3.8 Certificate of Amendment to the Amended and Restated Certificate of Incorporation, filed with the Delaware Secretary of State on April 1, 2026 8-K 001-34375 Exhibit 3.1 04/02/2026 3.9 Certificate of Correction to the Amended and Restated Certificate of Incorporation, filed with the Delaware Secretary of State on May 12, 2026 10-Q 001-34375 Exhibit 3.9 05/15/2026 3.10 Certificate of Amendment to Amended and Restated Certificate of Incorporation, filed with the Delaware Secretary of State effective August 3, 2026 8-K 001-34375 Exhibit 3.1 08/04/2026 3.11 Second Amended and Restated Bylaws of Cerenome, Inc. 8-K 001-34375 Exhibit 3.2 08/04/2026 3.12 Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Preferred Stock 8-K 001-34375 Exhibit 3.1 11/28/2017 3.13 Certificate of Designation of Preferences, Rights and Limitations of Series C Convertible Preferred Stock 8-K 001-34375 Exhibit 3.1 07/25/2018 3.14 2020 Stock Incentive Plan, as amended and restated on May 14, 2026 10-Q 001-34375 Exhibit 3.13 05/15/2026 4.1 Description of Securities 10-K 001-34375 Exhibit 4.1 03/30/2020 4.2 Form of Common Stock Certificate 10-K 001-34375 Exhibit 4.33 03/09/2018 4.3 Form of May 2024 Pre-Funded Warrant 8-K 001-34375 Exhibit 4.1 05/09/2024 37 Table of Contents 4.4 Form of Amendment and Restatement of the May 2024 Series A Warrant 10-Q 011-34375 Exhibit 4.7 08/14/2024 4.5 Form of Amendment and Restatement of the May 2024 Series B Warrant 10-Q 011-34375 Exhibit 4.8 08/14/2024 4.6 Form of February 2025 Pre-Funded Warrant 8-K 011-34375 Exhibit 4.1 02/18/2025 4.7 Form of Warrant issued pursuant to the Securities Purchase and Exchange Agreement, dated February 13, 2025, by and among Cerenome, Inc. and the purchasers named therein 8-K 001-34375 Exhibit 4.2 02/18/2025 4.8 Form of March 2025 Pre-Funded Warrant 8-K 001-34375 Exhibit 4.1 03/04/2025 4.9 Form of Amended March 2025 Series B Warrant 8-K 001-34375 Exhibit 4.1 06/17/2025 4.10 Form of Warrant, dated January 15, 2026 8-K 001-34375 Exhibit 4.1 01/16/2026 10.1 Daniels Employment Agreement, effective April 20, 2026 X 10.2 Equity Distribution Agreement, by and between the Company and Canaccord Genuity LLC, dated as of June 1, 2026 8-K 001-34375 Exhibit 1.1 06/05/2026 10.3† First Amendment to Lease, by and between LG 1 Property Owner LP and Cerenome, Inc., dated as of August 10, 2026 X 31.1 Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rule 13a-1.04(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 31.2 Certification of Principal Financial and Accounting Officer Pursuant to Securities Exchange Act Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 32.1* Certifications Pursuant to 18 U.S.C. Section 1350/ Securities Exchange Act Rule 13a-14(b), as adopted pursuant to Section 906 of the Sarbanes - Oxley Act of 2002 X 101.INS Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document X 101.SCH Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents X 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) X * In accordance with Item 601(b)(32)(ii) of Regulation S‑K and SEC Release No. 34‑47986, the certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Form 10‑Q and will not be deemed “filed” for purposes of Section 18 of the Exchange Act or deemed to be incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933 except to the extent that the Company specifically incorporates them by reference. † Portions of this document have been redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K. 38 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CERENOME, INC. By: /s/ Marc H. Hedrick Dated: August 14, 2026 Marc H. Hedrick President & Chief Executive Officer (Duly Authorized Officer and Principal Executive Officer) By: /s/ Andrew Sims Dated: August 14, 2026 Andrew Sims Chief Financial Officer (Duly Authorized Officer and Principal Financial Officer and Principal Accounting Officer) 39