Item 5. Other Information
ITEM 5. Other Information
None of the Company’s
directors or officers adopted , modified or terminated a Rule 10b-5 trading arrangement or a non-Rule 10b-5 trading arrangement during
the fiscal quarter ended March 31, 2026, as such terms are defined under Item 408(a) of Regulation S-K.
36
ITEM 6. Exhibits
(a) Exhibits
Reference
Filed or
Exhibit No.
Exhibit Description
Form
File No.
Form Exhibit
Filing Date
Furnished Herewith
3.1
Restated Certificate of Incorporation of the Company
8-K
000-32929
3.6
November 12, 2010
3.1.1
Certificate of Amendment to Restated Certification of Incorporation of the Company
8-K
000-32929
3.1
February 14, 2017
3.1.2
Certificate of Amendment to the Amended and Restated Certification of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on August 27, 2019
8-K
000-32929
3.1
August 27, 2019
3.1.3
Certificate of Amendment to Articles of Incorporation (Name Change)
8-K
000-32929
3.1
December 20, 2021
3.1.4
Certificate of Designation of Series A Special Voting Preferred Stock
8-K
000-32929
3.2
December 20, 2021
3.1.5
Certificate of Amendment to Amended and Restated Certification of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on December 15, 2023
8-K
000-32929
3.1
December 19, 2023
3.2
Amended and Restated Bylaws of the Company
8-K
000-32929
3.1
November 23, 2021
31.1
Rule 13a-14 Certification
X
31.2
Rule 13a-14 Certification
X
32.1
Section 1350 Certification
X
101
The following financial
information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended March 31, 2026, filed with the SEC on May
14, 2026, formatted in Inline Extensible Business Reporting Language (Inline XBRL): (i) the Condensed Consolidated Statements of
Operations for the three months ended March 31, 2026 and 2025, (ii) the Condensed Consolidated Balance Sheets as of March 31, 2026
and December 31, 2025, (iii) the Condensed Consolidated Statements of Stockholders’ Equity for the three months ended March
31, 2026 and 2025, (iv) the Condensed Consolidated Statements of Cash Flows for the three months ended March 31, 2026 and 2025, and
(v) Notes to Condensed Consolidated Financial Statements
X
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
X
37
Signatures
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
Dated: May 14, 2026
PERASO INC.
By:
/s/ Ronald Glibbery
Ronald Glibbery
Chief Executive Officer
(Principal Executive Officer)
By:
/s/ James Sullivan
James Sullivan
Chief Financial Officer
(Principal Financial and Accounting Officer)
38
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.