OTHER INFORMATION
+Added: Nasdaq Matters
+Added: On August 7, 2026, the Company
+Added: was formally notified by The Nasdaq Stock Market LLC (“Nasdaq”) that the Company has demonstrated compliance with the $1.00
+Added: bid price requirement set forth in Nasdaq Listing Rule 5450(a)(1) and all other applicable criteria for continued listing on The Nasdaq
+Added: Global Select Market.
+Added: Accordingly, the previously disclosed listing matter before the Nasdaq Hearing Panel (the “Panel”) has
+Added: The Panel has imposed a Mandatory
+Added: Panel Monitor for a period of one year, through August 7, 2027.
+Added: If during the monitoring period, the Company’s closing bid price
+Added: falls below $1.00 per share for 30 consecutive business days, the Company will not be eligible for a 180-day compliance period otherwise
+Added: available under the Nasdaq Listing Rules.
+Added: Rather, Nasdaq would issue a delist determination, which the Company could then appeal by requesting
+Added: a hearing before the Panel.
+Added: The Company’s securities may be at that time delisted from Nasdaq.
10b5-1 Trading Plans
−Removed: During the first quarter
−Removed: of 2026, none of our directors or executive officers adopted or terminated any “Rule 10b5-1 trading arrangement”
−Removed: or “non-Rule 10b5-1 trading arrangement” as such terms are defined under Item 408 of Regulation S-K.
−Removed: Third Amendment to Amended and Restated Credit Agreement, dated as of March 24, 2026, by and among the Loan Parties and the Lenders (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on March 31, 2026).
−Removed: Amendment to Amended and Restated Employment Agreement dated March 30, 2026, between Purple Innovation, Inc., and Robert DeMartini.
−Removed: Amendment to Performance Share Unit Agreement dated March 30, 2026, between Purple Innovation, Inc.
−Removed: Amendment to Restricted Share Unit Agreement dated March 30, 2026, between Purple Innovation, Inc.
+Added: During the second quarter of 2026, none of our directors or executive officers adopted or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” as such terms are defined under Item 408 of Regulation S-K.
+Added: Number Description
+Added: 3.1 Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Quarterly Report on Form 10-Q filed with the SEC on November 6, 2019).
+Added: 3.2 Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC on October 16, 2024).
+Added: 3.3 Certificate of Amendment to Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on July 16, 2026).
+Added: 10.1+ Offer Letter entered into between Purple Innovation, LLC and Robert G.
+Added: Lucian dated April 24, 2026 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on April 28, 2026).
+Added: 10.2+ Amendment to the Amended and Restated Employment Agreement dated July 4, 2026, between the Company and Robert T.
+Added: DeMartini (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on July 6, 2026).
31.1* Certification by Robert T.
DeMartini, Chief Executive Officer, pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification by Todd E.
−Removed: Vogensen, Chief Financial Officer, pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: 31.2* Certification by Robert G.
+Added: Lucian, Chief Financial Officer, pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1** Certification by Robert T.
DeMartini, Chief Executive Officer, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification by Todd E.
−Removed: Vogensen, Chief Financial Officer, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
−Removed: Inline XBRL Taxonomy Extension Schema Document
−Removed: Inline XBRL Taxonomy Extension Calculation Link base Document
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: 32.2** Certification by Robert G.
+Added: Lucian, Chief Financial Officer, pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
+Added: 101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
+Added: 101.SCH Inline XBRL Taxonomy Extension Schema Document
+Added: 101.CAL Inline XBRL Taxonomy Extension Calculation Link base Document
+Added: 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document
+Added: 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document
104 Cover Page Interactive Data File––the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
2 unchanged sentences
+ Indicates management contract or compensatory plan.
−Removed: Pursuant to the requirements
−Removed: of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
−Removed: duly authorized.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
PURPLE INNOVATION, INC.
−Removed: April 28, 2026
+Added: August 11, 2026 By:
/s/ Robert T.
1 unchanged sentence
(Principal Executive Officer)
−Removed: April 28, 2026
+Added: August 11, 2026 By:
+Added: /s/ Robert G.
Chief Financial Officer
(Principal Financial Officer)
−Removed: April 28, 2026
+Added: August 11, 2026 By:
/s/ George T.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.