Other Information
−Removed: Not applicable.
Incorporated by reference herein
−Removed: Indenture, dated February 16, 2021, between Pacific Biosciences of California, Inc.
−Removed: Bank National Association, as Trustee
−Removed: February 17, 2021
−Removed: Form of 1.50% Convertible Senior Notes due 2028 (included in Exhibit 4.1)
−Removed: February 17, 2021
−Removed: Agreement and Plan of Merger and Plan of Reorganization among Pacific Biosciences of California, Inc., Apollo Acquisition Corp, Apollo Acquisition Sub, LLC, Omniome, Inc.
−Removed: and Shareholder Representative Services, LLC, as securityholder representative, dated as of July 19, 2021
−Removed: July 20, 2021
−Removed: Securities Purchase Agreement, dated as of July 19, 2021, by and between Pacific Biosciences of California, Inc.
−Removed: and each of the Investors
−Removed: July 20, 2021
−Removed: Registration Rights Agreement, dated as of July 19, 2021, by and between Pacific Biosciences of California, Inc.
−Removed: and each of the Investors
−Removed: July 20, 2021
+Added: Pacific Biosciences of California, Inc.
+Added: 2020 Inducement Equity Incentive Plan, as amended, and forms of agreement thereunder
+Added: November 19, 2021
+Added: Change in Control and Severance Agreement, by and between the Registrant and Denis Zaccarin, Ph.D.
+Added: effective November 4, 2020
+Added: Filed herewith
Omniome Equity Incentive Plan of Pacific Biosciences of California, Inc.
and related forms of agreement thereunder
−Removed: Filed herewith
+Added: November 5, 2021
Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
9 unchanged sentences
XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
+Added: Filed herewith
XBRL Taxonomy Extension Schema Document
+Added: Filed herewith
XBRL Taxonomy Extension Calculation Linkbase Document
+Added: Filed herewith
XBRL Taxonomy Extension Definition Linkbase Document
+Added: Filed herewith
XBRL Taxonomy Extension Labels Linkbase Document
+Added: Filed herewith
XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Filed herewith
Cover Page Interactive File (formatted as inline XBRL and contained in Exhibit 101)
−Removed: ‡ Schedules and exhibits omitted pursuant to Item 601(b)(2) of Regulation S-K.
−Removed: The Company agrees to furnish supplementally a copy of any omitted schedule or exhibit to the SEC upon request;
−Removed: provided, however, that the Company may request confidential treatment pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, for any schedules or exhibits so furnished.
+Added: Filed herewith
+Added: + Indicates management contract or compensatory plan.
* The certifications attached as Exhibit 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Pacific Biosciences of California, Inc.
1 unchanged sentence
Pursuant to the requirements of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: P ACIFIC B IOSCIENCES OF C ALIFORNIA , I NC .
−Removed: November 4, 2021
+Added: Pacific Biosciences of California, Inc.
+Added: /s/ Christian O.
+Added: Chief Executive Officer and President
+Added: (Principal Executive Officer)
+Added: /s/ S USAN G.
Chief Financial Officer
−Removed: November 4, 2021
+Added: (Principal Financial Officer)
/s/ Michele Farmer
1 unchanged sentence
Vice President and Chief Accounting Officer
+Added: (Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.