Item 5. Other Information
ITEM
5. OTHER INFORMATION
None.
ITEM
6. EXHIBITS
1.1
Underwriting Agreement, dated May 28, 2021, by and between Orbsat Corp and Maxim Group LLC (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on May 28, 2021).
3.1
Certificate of Change to the Amended and Restated Articles of Incorporation (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on May 28, 2021).
4.1
Form of Common Stock Purchase Warrant (Incorporated by reference to Exhibit 4.1 to the Company’s Form S-1/A filed on April 7, 2021).
4.2
Form of Warrant Agent Agreement (Incorporated by reference to Exhibit 4.2 to the Company’s Form S-1/A filed on April 7, 2021).
4.3
Form of Underwriter’s Warrant (Incorporated by reference to Exhibit 4.3 to the Company’s Form S-1/A filed on April 7, 2021).
10.1+
Form Fernandez Restricted Stock Agreement (incorporated from Exhibit 10.19 to Amendment No.4 to the registration statement filed on Form S-1 on May 25, 2021 File No. 333-253027)
10.2+
Fernandez Employment Agreement, dated May 23, 2021 (incorporated from Exhibit 10.20 to Amendment No.4 to the registration statement filed on Form S-1 on May 25, 2021 File No. 333-253027)
10.3+
Fernandez Employment Agreement, dated June 2, 2021
10.4
Form of Director Offer Letter (Incorporated by reference to Exhibit 10.17 to the Company’s Form S-1/A filed on April 7, 2021).
10.5
Form of Maxim Lockup Agreement (Included in Underwriting Agreement, Exhibit 1.1).
10.6+
Hector Delgado Independent Director Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on June 7, 2021).
40
10.7+
Louis Cusimano Independent Director Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on June 7, 2021).
10.8+
John E. Miller Independent Director Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on June 7, 2021).
10.9+
Kendall W. Carpenter Independent Director Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on June 7, 2021).
10.10+
David Phipps Employment Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on June 7, 2021).
10.11+
Thomas Seifert Employment Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on June 7, 2021).
10.12+
Sarwar Uddin Employment Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on June 23, 2021).
10.13+
Theresa Carlise Employment Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on June 23, 2021).
10.14
Alibaba.com Supplemental Services Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on July 13, 2021).
10.15
Alibaba.com Transaction Services Agreement (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on July 13, 2021).
10.16
Alibaba.com Terms of Use (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on July 13, 2021).
10.17+
Amendment No. 1 Employment Agreement, dated August 7, 2021, by and between Orbsat Corp and Charles M. Fernandez (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on August 12, 2021).
10.18+
Amendment No. 1 Employment Agreement, dated August 7, 2021, by and between Orbsat Corp and David Phipps (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on August 12, 2021).
10.19+
Amendment No. 1 Employment Agreement, dated August 7, 2021, by and between Orbsat Corp and Sarwar Uddin (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on August 12, 2021).
10.20+
Amendment No. 1 Employment Agreement, dated August 7, 2021, by and between Orbsat Corp and Theresa Carlise (Incorporated by reference from the Current Report on Form 8-K filed with the SEC on August 12, 2021).
31.1
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2
Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1
Certification of Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.ins
XBRL
Instance Document
101.sch
XBRL
Taxonomy Schema Document
101.cal
XBRL
Taxonomy Calculation Document
101.def
XBRL
Taxonomy Linkbase Document
101.lab
XBRL
Taxonomy Label Linkbase Document
101.pre
XBRL
Taxonomy Presentation Linkbase Document
+
Management
contract or compensatory plan.
41
SIGNATURES
In
accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Dated:
August 16, 2021
ORBSAT
CORP
By:
/s/
Charles M. Fernandez
Charles
M. Fernandez
Chief
Executive Officer and Chairman
(principal
executive officer)
/s/
Sarwar Uddin
Chief
Financial Officer
(principal
financial officer)
42
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.