Other Information
−Removed: Exhibits and Financial Statement Schedules.
−Removed: Exhibit Number
−Removed: Description of Document
−Removed: Certificate of Incorporation, as amended and as currently in effect.
−Removed: Amended and Restated Bylaws.
−Removed: Form of Specimen stock certificate evidencing shares of common stock.
−Removed: Warrant Agreement between the Company and Continental Stock Transfer and Trust company as warrant agent dated as of September 16, 2022
−Removed: Form of Warrant Certificate (filed as part of Exhibit 4.2)
−Removed: Joint Venture Agreement between the Company and Wider Come Limited dated as of May 31, 2023.
−Removed: Employment Agreement between the Company and Mark White dated as of July 1, 2023.
−Removed: Services Agreement between the Company and David Owens, M.D.
+Added: and Financial Statement Schedules.
+Added: of Incorporation, as amended and as currently in effect.
+Added: and Restated Bylaws.
+Added: of Specimen stock certificate evidencing shares of common stock.
+Added: Agreement between the Company and Continental Stock Transfer and Trust company as warrant agent dated as of September 16, 2022
+Added: of Warrant Certificate (filed as part of Exhibit 4.2)
+Added: Venture Agreement between the Company and Wider Come Limited dated as of May 31, 2023.
+Added: Agreement between the Company and Mark White dated as of July 1, 2023.
+Added: Agreement between the Company and David Owens, M.D.
dated as of July 1, 2023.
−Removed: Quality Assurance Agreement between the Company and Apical Instruments dated December 31, 2020.
−Removed: Advisor Agreement with Leonard Osser dated as of December 22,2021.
−Removed: Advisor Agreement with Tucker Anderson dated as of December 24, 2021.
−Removed: Advisor Agreement with Gian Domenico Trombetta dated December 24, 2021.
−Removed: Employment Agreement between the Company and Marilyn Elson dated as of January 11, 2022
−Removed: Amendment and Deferral Agreement dated as of March 30, 2022 to Consulting Agreement between the Company and US Asian Consulting Group LLC
−Removed: Employment Agreement between the Company and Michael Nketiah dated as of July 1, 2023.
−Removed: Form of Lock-Up Agreement.
−Removed: Consulting Agreement dated as of May 9, 2018 as amended between the Company and US Asian Consulting Group, LLC, as amended on January 2, 2019 and March 4, 2021
−Removed: Amended and Restated Promissory Note in favor of Mark White dated as of January 1, 2023.
−Removed: Distribution Authorization Agreement dated as of May 1, 2019 with Wider Come Limited.
+Added: Assurance Agreement between the Company and Apical Instruments dated December 31, 2020.
+Added: Agreement with Leonard Osser dated as of December 22,2021.
+Added: Agreement with Tucker Anderson dated as of December 24, 2021.
+Added: Agreement with Gian Domenico Trombetta dated December 24, 2021.
+Added: Agreement between the Company and Marilyn Elson dated as of January 11, 2022
+Added: and Deferral Agreement dated as of March 30, 2022 to Consulting Agreement between the Company and US Asian Consulting Group
+Added: Agreement between the Company and Michael Nketiah dated as of July 1, 2023.
+Added: of Lock-Up Agreement.
+Added: Agreement dated as of May 9, 2018 as amended between the Company and US Asian Consulting Group, LLC, as amended on January 2,
+Added: 2019 and March 4, 2021
+Added: and Restated Promissory Note in favor of Mark White dated as of January 1, 2023.
+Added: Authorization Agreement dated as of May 1, 2019 with Wider Come Limited.
Form of Lock-Up Agreement.
Form of Securities Purchase Agreement.
−Removed: Placement Agency Agreement
+Added: Agency Agreement
+Added: Letter Agreement between the Company and Carolyn Shelton
Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended.
1 unchanged sentence
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Code of Ethics
−Removed: Audit Committee Charter
−Removed: Compensation Committee Charter
−Removed: Nominating and Corporate Governance Committee Charter
−Removed: Previously filed as an exhibit to Form S-1 as declared effective by the SEC on September 15, 2022 (SEC File Number 333-261989).
−Removed: Previously filed as an exhibit to Form 8-K/A as filed with the SEC on September 20, 2022.
−Removed: Previously filed as an exhibit to Form 10-Q as filed with the SEC on May 10, 2023.
−Removed: Previously filed as an exhibit to Form 10-Q as filed with the SEC on August 10, 2023.
−Removed: Previously filed as an exhibit to Form S-1 as declared effective by the SEC on June 27, 2024 (SEC File Number 333-279684).
−Removed: Previously filed as an exhibit to Form 8-K as filed with the SEC on July 3, 2024.
−Removed: Filed as an exhibit to this Form 10-Q.
−Removed: Pursuant to the requirements of the Securities
−Removed: Exchange Act of 1934, the Registrant has duly caused this Report on Form 10-Q to be signed on its behalf by the undersigned thereunto
−Removed: duly authorized on the 8th day of August, 2024.
+Added: Committee Charter
+Added: Committee Charter
+Added: and Corporate Governance Committee Charter
+Added: Previously filed as an
+Added: exhibit to Form S-1 as declared effective by the SEC on September 15, 2022 (SEC File Number 333-261989).
+Added: Previously filed as an
+Added: exhibit to Form 8-K/A as filed with the SEC on September 20, 2022.
+Added: Previously filed as an
+Added: exhibit to Form 10-Q as filed with the SEC on May 10, 2023.
+Added: Previously filed as an
+Added: exhibit to Form 10-Q as filed with the SEC on August 10, 2023.
+Added: Previously filed as an
+Added: exhibit to Form S-1 as declared effective by the SEC on June 27, 2024 (SEC File Number 333-279684).
+Added: filed as an exhibit to Form 8-K as filed with the SEC on July 3, 2024.
+Added: filed as an Exhibit to Form 8-K as filed with the SEC on September 19, 2024.
+Added: Filed as an exhibit to
+Added: this Form 10-Q.
+Added: to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 10-Q to be signed
+Added: on its behalf by the undersigned thereunto duly authorized on the 8th day of November, 2024.
NEXALIN TECHNOLOGY, INC.
−Removed: /s/ Mark White
−Removed: Chief Executive Officer
−Removed: Principal Executive Officer
+Added: Executive Officer
+Added: Executive Officer
Principal Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.