Item 5. Other Information
Item 5. Other
Information
Trading Arrangements – During the
three months ended September 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted , modified
or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation
S-K of the Securities Act of 1933).
Item 6. Exhibits
The following exhibits are filed as part
of this report or are incorporated by reference:
No .
Description
3.1
Amended
Articles of Incorporation of New Peoples Bankshares, Inc. (incorporated by reference to Exhibit 3.1 to Form 10-Q for the quarterly
period ended June 30, 2008 filed on August 11, 2008).
3.2
Bylaws
of New Peoples Bankshares, Inc. (incorporated by reference to Exhibit 3.2 to Form 8-K filed on August 26, 2020).
4.1
Specimen
Common Stock Certificate of New Peoples Bankshares, Inc. (incorporated by reference to Exhibit 4.1 to Form 10-Q for the quarterly
period ended June 30, 2012 filed on August 14, 2012).
4.2
Description
of New Peoples Bankshares, Inc.’s Securities (incorporated by reference to Exhibit 4.2 to Form 10-K for the year ended December
31, 2024, filed on March 31, 2025).
10.1*
Employment
Agreement dated June 25, 2025 between New Peoples Bankshares, Inc., New Peoples Bank, Inc. and James W. Kiser (incorporated by reference
to Form 8-K filed June 30, 2025)
31.1
Certification
by Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act.
31.2
Certification
by Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act.
32
Certification
by Chief Executive Officer and Chief Financial Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002.
101
The
following materials for the Company’s Form 10-Q for the quarterly period ended September
30, 2025, formatted in XBRL: (i) the Consolidated Balance Sheets, (ii) the Consolidated Statements
of Income, (iii) the Consolidated Statements of Comprehensive Income, (iv) the Consolidated
Statements of Changes in Shareholders’ Equity, (v) the Consolidated Statements of Cash
Flows, and (vi) the Notes to the Consolidated Financial Statements, tagged as blocks of text.
* Denotes management contract
35
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
NEW PEOPLES BANKSHARES, INC.
(Registrant)
By:
/s/ JAMES W. KISER
James W. Kiser
President and Chief Executive Officer
Date:
November 17, 2025
By:
/s/ CHRISTOPHER G. SPEAKS
Christopher G. Speaks
Executive Vice President and Chief Financial Officer
Date:
November 17, 2025
36
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.