Item 5. Market for Registrant’s Common Equity
Item 5. Market for Registrant’s Common Equity, Related Stockholder
Matters and Issuer Purchases of Equity Securities.
Market Information
Our Common Stock and Tradeable Warrants are currently listed on the
Nasdaq Global Market (“Nasdaq”) under the symbols “NUAI” and “NUAIW,” respectively.
Holders of Record
As of March 4, 2026, there were 91 holders of record of our Common
Stock and 14 holders of record of our Tradeable Warrants. The actual number of stockholders of our Common Stock and the actual number
of holders of our Tradeable Warrants is greater than the number of record holders and includes holders of our Common Stock or Tradeable
Warrants whose shares of Common Stock or Tradeable Warrants are held in street name by brokers and other nominees.
Dividend Policy
We have not declared or paid any dividends on our capital stock to
date. We anticipate that we will retain all of our future earnings, if any, for use in the operation and expansion of our business and
do not anticipate paying cash dividends in the foreseeable future. Any future determination related to our dividend policy will be made
at the discretion of our Board after considering our business prospects, results of operations, financial condition, cash requirements
and availability, debt repayment obligations, capital expenditure needs, contractual restrictions, covenants in the agreements governing
current and future indebtedness, industry trends, the provisions of Nevada law affecting the payment of dividends and distributions to
stockholders and any other factors or considerations the Board deems relevant.
Securities Authorized for Issuance Under Equity Compensation Plans
Provided below in tabular format is information as of December 31,
2025, with respect to compensation plans (including individual compensation arrangements) under which equity securities of the Company
are authorized for issuance.
Plan Category
(a)
Number of Securities
to be
Issued Upon the Exercise of
Outstanding Options and
Warrants
(b)
Weighted-Average Exercise
Price of
Outstanding
Options and Warrants
(c)
Available for Future Issuance
Under Equity Compensation
Plans (Excluding Securities
Reflected in Column (a))
Equity compensation plans approved by stockholders
$ 665,000
$ 0.5349
$ 170,895
Equity compensation plans not approved by stockholders
$ -
$ -
-
Total
$ 665,000
$ 0.5349
170,895
On January 1, 2026, the shares under the Equity Compensation Plan increased
2,672,459 as an automatic 5% increase based on shares outstanding as of December 31, 2025.
Issuer Purchases of Equity Securities
None.
Recent Sales of Unregistered Securities
None except as previously disclosed on a Current
Report on Form 8-K.
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Item 6. [Reserved]