Other Information
−Removed: Rule 10b5-1 Trading Plans – Directors
−Removed: and Section 16 Officers
−Removed: During the three months ended March 31, 2025,
−Removed: none of the Company’s directors or Section 16 officers adopted or terminated any contract, instruction or written plan for the purchase
−Removed: or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or
−Removed: any “non-Rule 10b5-1 trading arrangement”.
+Added: 10b5-1 Trading Plans - Directors and Section 16 Officers
+Added: the three months ended March 31, 2025, none of the Company’s directors or Section 16 officers adopted or terminated any contract,
+Added: instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions
+Added: of Rule 10b5-1(c) of the Exchange Act or any “non-Rule 10b5-1 trading arrangement”.
+Added: Plan Amendment
+Added: May 20, 2025, the Company's board of directors adopted the Second Amendment (the “Second Amendment” ) to
+Added: the Company’s Inducement Plan, increasing the aggregate number of shares of common stock that may be issued pursuant to equity
+Added: incentive awards under the Inducement Plan by 575,000 shares of common stock that may be issued pursuant to equity incentive awards under
+Added: the Inducement Plan.
+Added: The Company believes that the increase in the shares reserved under the Inducement Plan is necessary to allow it
+Added: to attract qualified employees.
+Added: foregoing description of the terms of the Second Amendment is qualified in its entirety by reference to the actual terms of the Second
+Added: Amendment, which is attached hereto as Exhibit 10.1 and is incorporated herein by reference.
+Added: NeuroOne Medical Technologies Corporation
Certificate of Incorporation of NeuroOne Medical Technologies Corporation (incorporated by reference to Exhibit 3.4 on the Registrant’s Current Report on Form 8-K filed on June 29, 2017).
1 unchanged sentence
Amended and Restated Bylaws of NeuroOne Medical Technologies Corporation (incorporated by reference to Exhibit 3.1 on the Registrant’s Current Report on Form 8-K filed on June 21, 2024 ) .
−Removed: NeuroOne Medical Technologies Corporation 2025 Equity Incentive Plan (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on February 20, 2025).
−Removed: NeuroOne Medical Technologies Corporation 2025 Equity Incentive Plan Form of Restricted Stock Unit Grant Agreement (incorporated by reference from Exhibit 10.2 to the Form 8-K filed on February 20, 2025).
−Removed: NeuroOne Medical Technologies Corporation 2025 Equity Incentive Plan Form of Option Grant Agreement (incorporated by reference from Exhibit 10.3 to the Form 8-K filed on February 20, 2025).
−Removed: Agreement, dated April 4, 2025, between NeuroOne Medical Technologies Corporation and Ladenburg Thalmann & Co.
+Added: Second Amendment to NeuroOne Medical Technologies Corporation 2021 Incentive Plan
+Added: Underwriting Agreement, dated April 4, 2025, between NeuroOne Medical Technologies Corporation and Ladenburg Thalmann & Co.
(incorporated by reference to Exhibit 1.1 on the Registrant’s Current Report on Form 8-K filed on April 7, 2025).
10 unchanged sentences
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: Filed herewith.
−Removed: Documents are furnished and not filed.
−Removed: NeuroOne Medical Technologies Corporation
−Removed: Pursuant to the requirements of the Securities
−Removed: Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: are furnished and not filed.
NeuroOne Medical Technologies Corporation
−Removed: /s/ David Rosa
−Removed: Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: /s/ Ronald McClurg
+Added: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by
+Added: the undersigned thereunto duly authorized.
+Added: August 14, 2025
+Added: Medical Technologies Corporation
+Added: Executive Officer
+Added: Executive Officer)
Ronald McClurg
−Removed: Chief Financial Officer
−Removed: (Principal Financial Officer and Principal Accounting Officer)
+Added: Financial Officer
+Added: Financial Officer and
+Added: Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.