MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES
−Removed: November 25, 2020, the Company’s common stock and Warrants began to trade on The Nasdaq Capital Market under the symbols “LIXT”
−Removed: and “LIXTW”, respectively.
−Removed: Prior to November 30, 2020, the Company’s common stock traded on the OTCQB.
−Removed: The stock market
−Removed: in general has experienced extreme stock price fluctuations in the past few years.
−Removed: In some cases, these fluctuations have been unrelated
−Removed: to the operating performance of the affected companies.
−Removed: Many companies have experienced dramatic volatility in the market prices of their
−Removed: common stock.
−Removed: The Company believes that a number of factors, both within and outside its control, could cause the price of the Company’s
−Removed: common stock to fluctuate, perhaps substantially.
−Removed: following table sets forth the range of reported closing prices of the Company’s common stock during the periods presented.
−Removed: quotations reflect prices between dealers in securities and do not include any retail mark-up, markdown or commissions, and may not necessarily
−Removed: represent actual transactions.
+Added: Company’s common stock and warrants have traded on The Nasdaq Capital Market under the symbols “LIXT” and “LIXTW”,
+Added: respectively, since November 25, 2020.
+Added: The stock market in general has experienced significant price fluctuations in the past few years.
+Added: In some cases, these fluctuations have been unrelated to the operating performance of the affected companies.
+Added: Many companies have experienced
+Added: dramatic volatility in the market prices of their common stock.
+Added: The Company believes that a number of factors, both within and outside
+Added: its control, could cause the price of the Company’s common stock to fluctuate, perhaps substantially.
+Added: following table sets forth the range of reported closing prices of the Company’s common stock during the periods presented, and
+Added: have been retroactively adjusted for all periods presented to reflect the 1-for-10 reverse split of the Company’s outstanding shares
+Added: of common stock effected on June 2, 2023.
+Added: Such quotations reflect prices between dealers in securities and do not include any retail
+Added: mark-up, markdown, or commissions, and may not necessarily represent actual transactions.
Year Ended December 31, 2022
9 unchanged sentences
of March 1, 2024, the Company had 46 stockholders of record holding 2,249,290 shares of the Company’s common stock outstanding,
−Removed: including 12,059,408 shares of common stock held by an indeterminate number of beneficial owners of securities whose shares are held
−Removed: in the names of various depository accounts, brokerage firms and clearing agencies.
+Added: including 1,950,893 shares of common stock held by an indeterminate number of beneficial owners of securities whose shares are held in
+Added: the names of various depository accounts, brokerage firms and clearing agencies.
Company’s dividend policy is determined by its Board of Directors and will depend upon a number of factors, including the Company’s
6 unchanged sentences
most recently completed fiscal year.
−Removed: of securities to be issued upon exercise of outstanding options, warrants and rights
−Removed: average price of outstanding options, warrants and rights
−Removed: of securities remaining available for future issuance under compensation plans (excluding securities reflected in column 1)
−Removed: Compensation Plans Approved by Security Holders
−Removed: 2,603,125 (1)
−Removed: 1,530,208 (2)
−Removed: Compensation Plans Not Approved by Security Holders
+Added: Plan Category
+Added: securities to
+Added: be issued upon
+Added: options, warrants
+Added: Weighted average
+Added: options, warrants
+Added: available for
+Added: future issuance
+Added: under compensation
+Added: plans (excluding
+Added: securities reflected
+Added: Equity Compensation Plans Approved by Security Holders
+Added: Equity Compensation Plans Not Approved by Security Holders
not include 57,083 shares issuable that were not issued pursuant to a plan.
−Removed: 1,530,208 shares that remain available are pursuant to the Company’s 2020 Stock Incentive
−Removed: Plan, which was adopted on July 14, 2020 and amended on October 7, 2022 (see “ITEM
+Added: 255,000 shares that remain available are pursuant to the Company’s 2020 Stock Incentive Plan, which was adopted on July 14,
+Added: 2020 and amended on October 7, 2022 and November 27, 2023 (see “ITEM 11.
EXECUTIVE COMPENSATION”).
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.