5 unchanged sentences
Insider Trading Arrangements
−Removed: During the fiscal quarter ended March 28, 2026, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted, modified or terminated a " Rule 10b5-1 trading arrangement" or " non-Rule 10b5-1 trading arrangement" (as those terms are defined in Item 408 of Regulation S-K).
+Added: During the fiscal quarter ended June 27, 2026, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted, modified or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement" (as those terms are defined in Item 408 of Regulation S-K), except as follows:
+Added: On April 23, 2026 , Chun K.
+Added: Hong , our President, Chief Executive Officer and Chairperson of our Board terminated a trading plan intended to satisfy the affirmative defense requirements of Rule 10b5-1 (c) of the Exchange Act, originally adopted on September 12, 2025, for the sale of up to 2,388,823 shares of our common stock and certain shares of common stock to satisfy applicable tax withholding obligations upon the vesting of 412,250 restricted stock units.
+Added: The plan was originally scheduled to terminate on December 31, 2026 .
+Added: On April 23, 2026 , Mr.
+Added: Hong and Won Kyung Cha , as trustees of the Chun Ki Hong Won Kyung Cha Community Property Trust dated 8/16/2004, terminated a trading plan intended to satisfy the affirmative defense requirements of Rule 10b5-1 (c) of the Exchange Act, originally adopted on September 12, 2025 , for the sale of up to 3,611,177 shares of our common stock.
+Added: The plan was originally scheduled to terminate on December 31, 2026 .
+Added: On April 29, 2026 , Jun Cho , a director of our Board , terminated a trading plan intended to satisfy the affirmative defense requirements of Rule 10b5-1 (c) of the Exchange Act, originally adopted on September 12, 2025 , for the sale of up to 50,000 shares of our common stock.
+Added: The plan was originally scheduled to terminate on December 31, 2026 .
+Added: On June 12, 2026 , Mr.
+Added: Hong entered into a Rule 10b5-1 sales plan (the “Hong 10b5-1 Sales Plan”) intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act.
+Added: The Hong 10b5-1 Sales Plan, which has a term that expires on September 12, 2027 , provides for the sale of up to 4,150,000 shares of our common stock.
Incorporated by Reference
14 unchanged sentences
November 7, 2024
−Removed: First Amendment to Lease, dated March 4, 2026, by and between Netlist, Inc.
−Removed: and University Research Park LLC
−Removed: March 9, 2026
+Added: Netlist, Inc.
+Added: 2026 Performance Equity Plan, dated July 1, 2026
+Added: Form of Restricted Stock Unit Agreement issued pursuant to Netlist, Inc.
+Added: 2026 Performance Equity Plan
Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer
9 unchanged sentences
Furnished herewith.
+Added: Management contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: August 11, 2026
Netlist, Inc.
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.