Unregistered Sales of Equity Securities and Use of Proceeds
−Removed: During the three months ended September 30, 2023, the Company issued unregistered securities as described below:
−Removed: • 3,921,670 shares of common stock issued to convert 784,334 shares of Series C convertible preferred stock to common stock;
+Added: During the three months ended March 31, 2024, the Company issued unregistered securities as described below:
• 3,614 shares of restricted common stock with an aggregate fair value of approximately $1,100 issued under a royalty agreement.
The issuance of the shares of common stock described above were deemed to be exempt from registration under the Securities Act of 1933, as amended (the "Securities Act") in reliance upon Sections 4(a)(2) and/or 4(a)(5) of the Securities Act.
−Removed: A legend restricting the sale, transfer, or other disposition of the shares of restricted common stock other than in compliance with the Securities Act was placed on the shares of restricted common stock issued in the foregoing transactions.
+Added: A legend restricting the sale, transfer, or other disposition of the shares of restricted common stock other than in
+Added: Table of Content s
+Added: compliance with the Securities Act was placed on the shares of restricted common stock issued in the foregoing transactions.
Defaults Upon Senior Securities
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.