Item 5. Other Information
ITEM 5. OTHER INFORMATION
The Company has entered into an executive employment agreement effective February 7, 2021, with Phil L. Rafnson as the Company's CEO at an annual salary of $156,000.
ITEM 6. EXHIBITS
Exhibit
No.
Exhibit Description
1.1 (1)
Underwriting Agreement dated July 7, 2021 between Moving iMage Technologies, Inc. and Boustead Securities, LLC, as representative of the underwriters named therein
4.1 (1)
Representative’s Warrant dated July 12, 2021
4.2 (1)
Warrant dated July 12, 2021 issued to Agility Capital III, LLC
10.1 (1)
Exchange Agreement dated July 7, 2021 among the Company, and the Members of Moving iMage Technologies, LLC
10.2
Employment Agreement effective February 7, 2021 between the Company and Phil L. Rafnson.
31.1*
Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934
31.2*
Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934
32.1†
Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*
The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, formatted in Inline XBRL: (i) Condensed Consolidated Statements of Cash Flows, (ii) Condensed Consolidated Statements of Operations, (iv) Condensed Consolidated Balance Sheets, and (v) Notes to Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags.
104*
Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit 101).
(1) Incorporated by reference to the same exhibit number to the registrant’s Current Report on Form 8-K filed with the SEC on July 13, 2021.
*
Filed herewith.
†
Furnished herewith and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
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Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
MOVING IMAGE TECHNOLOGIES, INC.
Date: April 7, 2022
By:
/s/ Michael Sherman
Name:
Michael Sherman
Title:
Chief Financial Officer
41
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.