What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2020-08-10 compared with 2020-06-12 · 47 added, 49 removed, 98 unchanged (49% of the section changed)

11 unchanged sentences

Specimen 8.000% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock Certificate, incorporated by reference to Exhibit 3.9 of Form 8-A12B, filed with the Securities and Exchange Commission on September 16, 2019.

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 , incorporated by reference to Exhibit 4.5 of For m 10-K, filed with the Securities and Exchange Commis sion on February 28, 2020 .

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, incorporated by reference to Exhibit 4.5 of Form 10-K, filed with the Securities and Exchange Commission on February 28, 2020.

Form of Registration Rights Agreement by and between the Company and the purchasers of units and shares in the private placement, dated June 29, 2011, incorporated by reference to Exhibit 10.1 of Amendment No.

32 unchanged sentences

First Amendment to Management Agreement, dated April 6, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and AG REIT Management, LLC, incorprated by reference to Exhibit 10.1 on Form 8-K, filed with the Securities and Exchange Commi s sion on April 8, 2020.

The For bearance Agreement, dated April 10 , 2020, by and among AG Mortgage Investment Trust, Inc.

and its undersigned affiliates , incorp o rated by reference to Exhibit 10.1 on Form 8-K, filed with the Securities and Exchange Commis s ion on April 13 , 2020.

a Maryland corporation (the “Company”) and AG REIT Management, LLC, incorprated by reference to Exhibit 10.1 on Form 8-K, filed with the Securities and Exchange Commission on April 8, 2020.

The Forbearance Agreement, dated April 10, 2020, by and among AG Mortgage Investment Trust, Inc.

and its undersigned affiliates, incorporated by reference to Exhibit 10.1 on Form 8-K, filed with the Securities and Exchange Commission on April 13, 2020.

Secured Promissory Note, dated April 10, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and AG REIT Management, LLC, incor p o rated by reference to Exhibit 10.

2 on Form 8-K, filed with the Securities and Exchange Commis s ion on April 13, 2020.

Secur ity and Collateral Agency Agreement , dated April 10, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and Participating Counterparties , incorp o rated by reference to Exhibit 10.

3 on Form 8-K, filed with the Securities and Exchange Commis s ion on April 13, 2020.

a Maryland corporation (the “Company”) and AG REIT Management, LLC, incorporated by reference to Exhibit 10.2 on Form 8-K, filed with the Securities and Exchange Commission on April 13, 2020.

Security and Collateral Agency Agreement, dated April 10, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and Participating Counterparties, incorporated by reference to Exhibit 10.3 on Form 8-K, filed with the Securities and Exchange Commission on April 13, 2020.

Security Agreement, dated April 10, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and Participating Counterparties, incorprated by reference to Exhibit 10.

4 on Form 8-K, filed with the Securities and Exchange Commi s sion on April 13, 2020.

Intercreditor and Sub ordination Agreement, dated April 10, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and Wilmington Trust , incorp o rated by reference to Exhibit 10.

5 on Form 8-K, filed with the Securities and Exchange Commi s sion on April 13, 2020.

Second For bearance Agreement, dated April 27 , 2020, by and among AG Mortgage Investment Trust, Inc.

and its undersigned affiliates, incorprated by reference to Exhibit 10.1 on Form 8-K, filed with the Securities and Exchange Commi s sion on April 28 , 2020.

Amend ment No .

a Maryland corporation (the “Company”) and Participating Counterparties, incorprated by reference to Exhibit 10.4 on Form 8-K, filed with the Securities and Exchange Commission on April 13, 2020.

Intercreditor and Subordination Agreement, dated April 10, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and Wilmington Trust, incorporated by reference to Exhibit 10.5 on Form 8-K, filed with the Securities and Exchange Commission on April 13, 2020.

Second Forbearance Agreement, dated April 27, 2020, by and among AG Mortgage Investment Trust, Inc.

and its undersigned affiliates, incorprated by reference to Exhibit 10.1 on Form 8-K, filed with the Securities and Exchange Commission on April 28, 2020.

Amendment No.

1 to Secured Promissory Note, dated April 27, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and AG REIT Management, LLC , incorp o rated by reference to Exhibit 10.

2 on Form 8-K, filed with the Securities and Exchange Commis s ion on April 28, 2020.

a Maryland corporation (the “Company”) and AG REIT Management, LLC , incorporated by reference to Exhibit 10.2 on Form 8-K, filed with the Securities and Exchange Commission on April 28, 2020.

Amendment No.

3 unchanged sentences

1 to Intercreditor and Subordination Agreement, dated April 27, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and Wilmington Trust , incorp o rated by reference to Exhibit 10.

4 on Form 8-K, filed with the Securities and Exchange Commi s sion on April 28, 2020.

a Maryland corporation (the “Company”) and Wilmington Trust, incorporated by reference to Exhibit 10.4 on Form 8-K, filed with the Securities and Exchange Commission on April 28, 2020.

Mortgage Loan Purchase and Sale Agreement, dated May 28, 2020, by and between UMB Bank, Wilmington Savings Fund Society, and AG Mortgage Investment Trust, Inc.

1 unchanged sentence

Third Forbearance Agreement, dated June 1, 2020, by and among AG Mortgage Investment Trust, Inc.

and its undersigned affiliates, incorprated by reference to Exhibit 10.

2 on Form 8-K, filed with the Securities and Exchange Commission on June 2 , 2020.

and its undersigned affiliates, incorprated by reference to Exhibit 10.2 on Form 8-K, filed with the Securities and Exchange Commission on June 2, 2020.

Secured Promissory Note, dated May 28, 2020, by and between AG Mortgage Investment Trust, Inc.

4 unchanged sentences

a Maryland corporation (the “Company”), Wilmington Trust, and Royal Bank of Canada, incorporated by reference to Exhibit 99.4 on Form 8-K, filed with the Securities and Exchange Commission on June 2, 2020.

Amend ed and Restated Promissory Note, dated May 28, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and AG REIT Management, LCC , incorporated by reference to Exhibit 99.

5 on Form 8-K, filed with the Securities and Exchange Commission on June 2, 2020.

Amended and R estated Security Agreement, dated May 28, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and Participating Counterparties , incorp o rated by reference to Exhibit 99.

6 on Form 8-K, filed with the Securities and Exchange Commission on June 2, 2020.

Amended and Restated Promissory Note, dated May 28, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and AG REIT Management, LCC, incorporated by reference to Exhibit 99.5 on Form 8-K, filed with the Securities and Exchange Commission on June 2, 2020.

Amended and Restated Security Agreement, dated May 28, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”) and Participating Counterparties, incorporated by reference to Exhibit 99.6 on Form 8-K, filed with the Securities and Exchange Commission on June 2, 2020.

Intercreditor and Subordination Agreement, dated May 28, 2020, by and between AG Mortgage Investment Trust, Inc.

a Maryland corporation (the “Company”), AG REIT Management L LC , and Royal Bank of Canada, incorporated by reference to Exhibit 99.

7 on Form 8-K, filed with the Securities and Exchange Commission on June 2, 2020.

a Maryland corporation (the “Company”), AG REIT Management LLC, and Royal Bank of Canada, incorporated by reference to Exhibit 99.7 on Form 8-K, filed with the Securities and Exchange Commission on June 2, 2020.

Reinstatement Agreement, dated as of June 10, 2020, by and between AG Mortgage Investment Trust, Inc.

Master Repurchase Agreement, dated as of August 10, 2018, by and between AG MIT CREL II, LLC and JPMorgan Chase Bank, National Association.

and BofA securities, Inc., Credit Suisse Securities (USA) LLC, Credit Suisse AG, Credit Suisse International, Barclays Capital Inc., Barclays Bank PLC, Wells Fargo Bank, National Association and Goldman Sachs Bank USA , incorp orated by reference to Exhibit 10.43 on Form 10-Q, filed with the Securities and E xchange C ommission on June 12, 2020.

Master Repurchase Agreement, dated as of August 10, 2018, by and between AG MIT CREL II, LLC and JPMorgan Chase Bank, National Association , incorporated by reference to Exhibit 10.4 4 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Guarantee Agreement, dated as of August 10, 2018, by and between AG Mortgage Investment Trust, Inc.

and JPMorgan Chase Bank, National Association.

Master Repurchase Agreement, dated as of June 6, 2019, by and between Credit Suisse AG, Cayman Islands Branch, Mortgage Acquisition Trust I LLC and Mortgage Acquisition Holding I LLC.

, incorporated by reference to Exhibit 10.4 5 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Amended and Restated Master Repurchase Agreement, dated as of April 3, 2020, by and between Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Alpine Securitization LTD and Mortgage Acquisition Trust I LLC , incorporated by reference to Exhibit 10.4 6 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Master Repurchase Agreement, dated as of June 6, 2019, by and between Credit Suisse AG, Cayman Islands Branch, Mortgage Acquisition Trust I LLC and Mortgage Acquisition Holding I LLC , incorporated by reference to Exhibit 10.4 7 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Amendment No.

1 to Master Repurchase Agreement, dated as of April 3, 2020, by and between Credit Suisse AG, Cayman Islands Branch, Mortgage Acquisition Trust I LLC and Mortgage Acquisition Holding I LLC.

Master Repurchase Agreement, dated as of February 21, 2018, by and between Credit Suisse AG, Cayman Islands Branch and GCAT Depositor 2017-19, LLC.

1 to Master Repurchase Agreement, dated as of April 3, 2020, by and between Credit Suisse AG, Cayman Islands Branch, Mortgage Acquisition Trust I LLC and Mortgage Acquisition Holding I LLC , incorporated by reference to Exhibit 10.4 8 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Master Repurchase Agreement, dated as of February 21, 2018, by and between Credit Suisse AG, Cayman Islands Branch and GCAT Depositor 2017-19, LLC , incorporated by reference to Exhibit 10.4 9 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Guaranty, dated as of February 21, 2018, by and between AG Mortgage Investment Trust, Inc.

and Credit Suisse AG, Cayman Islands Branch.

Master Repurchase Agreement, dated as of November 25, 2019, by and between Credit Suisse AG, Cayman Islands Branch and GCAT Depositor 2017-19, LLC.

Master Repurchase Agreement, dated as of February 18, 2015, by and between Credit Suisse Securities (USA) LLC and AG MIT CMO EC LLC.

and Credit Suisse AG, Cayman Islands Branch , incorporated by reference to Exhibit 10.

50 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Master Repurchase Agreement, dated as of November 25, 2019, by and between Credit Suisse AG, Cayman Islands Branch and GCAT Depositor 2017-19, LLC , incorporated by reference to Exhibit 10.

51 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Master Repurchase Agreement, dated as of February 18, 2015, by and between Credit Suisse Securities (USA) LLC and AG MIT CMO EC LLC , incorporated by reference to Exhibit 10.5 2 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Guarantee, dated as of December 19, 2018, made by AG Mortgage Investment Trust, Inc.

and Barclays Bank PLC.

and Barclays Bank PLC , incorporated by reference to Exhibit 10.5 3 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Amendment No.

1 to Guarantee, dated as of May 28, 2020, by and between AG Mortgage Investment Trust, Inc.

and Barclays Bank PLC.

Third Amended and Restated Annex I.A Amended and Restated Additional Supplemental Terms and Conditions, dated as of May 28, 2020, by and between Barclays Bank PLC and AG MIT, LLC.

Master Repurchase Agreement, dated as of December 19, 2018, by and between Barclays Bank PLC and AG MIT, LLC.

Reinstatement Agreement, dated as of June 10, 2020, by and between AG Mortgage Investment Trust, Inc., AG MIT CREL II, LLC and JPMorgan Chase Bank, National Association.

and Barclays Bank PLC , incorporated by reference to Exhibit 10.5 4 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Third Amended and Restated Annex I.A Amended and Restated Additional Supplemental Terms and Conditions, dated as of May 28, 2020, by and between Barclays Bank PLC and AG MIT, LLC, incorporated by reference to Exhibit 10.55 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Master Repurchase Agreement, dated as of December 19, 2018, by and between Barclays Bank PLC and AG MIT, LLC , incorporated by reference to Exhibit 10.5 6 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Reinstatement Agreement, dated as of June 10, 2020, by and between AG Mortgage Investment Trust, Inc., AG MIT CREL II, LLC and JPMorgan Chase Bank, National Association , incorporated by reference to Exhibit 10.5 7 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

Guaranty, dated as of February 18, 2015, by and between AG Mortgage Investment Trust, Inc.

and Credit Suisse Securities (USA) LLC.

and Credit Suisse Securities (USA) LLC , incorporated by reference to Exhibit 10.5 8 on Form 10-Q, filed with the Securities and Exchange Commission on June 12, 2020.

2020 Equity Incentive Plan, dated as of April 15, 2020, by and between AG Mortgage Investment Trust, Inc.

and its affiliates, incorporated by reference to Exhibit 10.1 on Form 8-K, filed with the Securities and Exchange Commission on June 23, 2020.**

Form of Award Agreement Under the AG Mortgage Investment Trust, Inc.

2020 Equity Incentive Plan, dated as of April 15, 2020.**

Certification of David N.

14 unchanged sentences

101.PRE XBRL Taxonomy Extension Presentation Linkbase Document

104 Cover Page Interactive Data File (formatted as Inline XBRL)

* Fully or partly previously filed.

2 unchanged sentences

AG MORTGAGE INVESTMENT TRUST, INC.

June 12, 2020 By:

August 10, 2020 By:

Chief Executive Officer (principal executive officer)

June 12, 2020 By:

August 10, 2020 By:

Chief Financial Officer and Treasurer (principal financial

June 12, 2020 By:

August 10, 2020 By:

/s/ Alison Halpern

2 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information