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The exhibits marked with the cross symbol (†) are filed (or furnished in the case of Exhibit 32.1) with this Form 10-Q.
−Removed: The exhibits marked with the asterisk symbol (*) are management contracts or compensatory plans or arrangements filed pursuant to Item 601(b)(10)(iii) of Regulation S-K.
Number Document Description Report or Registration Statement SEC File or
Number Exhibit
−Removed: 1.1 E quity Distribution Agreement, dated as of September 25, 2020, by and between MIND Technology, Inc.
−Removed: and Ladenburg Thalmann & Co.
−Removed: Incorporated by reference to MIND Technology, Inc.’s Form 8-K filed with the SEC on September 25, 2020.
−Removed: 001-13490 1.1
2.1 Agreement and Plan of Merger dated as of August 3, 2020, by and between Mitcham Industries, Inc.
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333-172935 4.2
−Removed: 10.1* Amendment No.
−Removed: Malden's Employment Agreement (dated June 19, 2020)
−Removed: Incorporated by reference to Mitcham Industries, Inc.’s Form 8-K filed with the SEC on June 25, 2020.
−Removed: 001-13490 10.1
31.1† Certification of Guy Malden, Co-Chief Executive Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended
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MIND TECHNOLOGY, INC.
−Removed: December 4, 2020 /s/ Robert P.
+Added: June 3, 2021 /s/ Robert P.
Co-Chief Executive Officer,
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.