Marygold Companies, Inc. 10-Q

Item 5. Other Information   As more fully detailed in Item 1 Legal Proceedings of this Form 10-Q and in the Company’s Current Report on Form 8-K, filed with the U.S. Securities and Exchange Commission on November 9, 2021,  on November 8, 2021, one of the "Company’s indirect subsidiaries, the United States Commodity Funds LLC (“USCF”), together with United States Oil Fund, LP (“USO”), for which USCF is the general partner, announced a resolution with each of the U.S. Securities and Exchange Commission (the “SEC”) and the U.S. Commodity Futures Trading Commission (the “CFTC”) relating to matters set forth in certain Wells Notices issued by the staffs of each of the SEC and CFTC.   Item 6. Exhibits   The following exhibits are filed or incorporated by reference as part of this Form 10-Q:   3.1 Amended Articles of Incorporation of Concierge Technologies, Inc. (incorporated by reference to Exhibit A to the Definitive Proxy Materials on Schedule 14A filed on February 28, 2017) 3.2 Certificate of Designation (Series of Preferred Stock) (incorporated by reference to Exhibit 3.1 to the Company's Annual Report on Form 10-K filed on October 8, 2010). 3.3 Amendment to Certificate of Designation filed with the Secretary of State of the State of Nevada on January 31, 2013.* 3.4 Amendment to Certificate of Designation filed with the Secretary of State of the State of Nevada on January 5, 2015.* 3.5 Amended Bylaws of Concierge Technologies, Inc. effective on March 20, 2017  (incorporated by reference to Exhibit B of the Definitive Proxy Materials on Schedule 14A filed on February 28, 2017) 10.1 Concierge Technologies, Inc.  2021 Omnibus Equity Incentive Plan (incorporated by reference to Appendix C of the Information Statement filed pursuant to Section 14C on September 13, 2021).+   40 Table of Contents   31.1(1) Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2(1) Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1(1) Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2(1) Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.   101.INS Inline XBRL Instance Document# 101.SCH Inline XBRL Taxonomy Extension Schema Document# 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document# 101.LAB Inline XBRL Taxonomy Extension Labels Linkbase Document# 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document# 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document# 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)   * Filed herewith. + Management contract or compensatory plan or arrangement. ** This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date hereof and irrespective of any general incorporation language in any filing, except to the extent the Company specifically incorporates it by reference.   SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.       CONCIERGE TECHNOLOGIES, INC.           Dated: February 14, 2022 By:   /s/ Nicholas Gerber       Nicholas Gerber       Principal Executive Officer             By: /s/ Stuart Crumbaugh       Stuart Crumbaugh         Principal Financial and Accounting Officer             A signed original of this written statement required by Section 906 has been provided to Concierge Technologies, Inc. and will be retained by Concierge Technologies, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.   41