Other Information
−Removed: Adoption of 10b5-1 Trading Plans by Our Officers and Directors
−Removed: During our fiscal quarter ended June 30, 2024, the directors and officers (as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) identified below entered into contracts, instructions or written plans for the purchase or sale of our securities that are intended to satisfy the conditions specified in Rule 10b5-1(c) under the Exchange Act for an affirmative defense against liability for trading in securities on the basis of material nonpublic information.
−Removed: We refer to these contracts, instructions, and written plans as “Rule 10b5-1 trading plans” and each one as a “Rule 10b5-1 trading plan.”
−Removed: Behrman, President and Chief Executive Officer
−Removed: On May 3, 2024 , Mark T.
−Removed: Behrman , our President and Chief Executive Officer and a member of our board of directors , entered into a Rule 10b5-1 trading plan providing that Mr.
−Removed: Behrman, acting through a broker, may sell up to an aggregate of 250,000 shares of our common stock.
−Removed: As of June 30, 2024, Mr.
−Removed: Behrman held securities representing an aggregate of 1,963,925 vested and unvested shares of common stock.
−Removed: Sales of shares under the plan may only occur from August 6, 2024 to August 1, 2025 and the plan is scheduled to terminate on August 1, 2025 , su bject to earlier termination upon the sale of all shares subject to the plan or the expiration of all sale orders under the plan, upon termination by Mr.
−Removed: Behrman or the broker, or as otherwise provided in the plan.
−Removed: Maguire, Executive Vice President and Chief Financial Officer
−Removed: On May 22, 2024 , Cheryl A.
−Removed: Maguire , our Executive Vice President and Chief Financial Officer , entered into a Rule 10b5-1 trading plan providing that Ms.
−Removed: Maguire, acting through a broker, may sell up to an aggregate of 85,000 shares of our common stock .
−Removed: As of June 30, 2024, Ms.
−Removed: Maguire held securities representing an aggregate of 337,017 vested and unvested shares of common stock.
−Removed: Sales of shares under the plan may occur from August 21, 2024 to May 22, 2025 and t he plan is scheduled to terminate on May 22, 2025 ,
−Removed: subject to earlier termination upon the sale of all shares subject to the plan or the expiration of all sale orders under the plan, upon termination by Ms.
−Removed: Maguire or the broker, or as otherwise provided in the plan.
+Added: During the third quarter ended September 30, 2024, no director or officer (as defined in Exchange Act Rule 16a-1(f)) of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” for the purchase or sale of securities of the Company, within the meaning of Item 408 of Regulation S-K.
See “Index to Exhibits” on page 37 .
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Exhibit 3.1 to the Company’s Form 8-K filed July 20, 2021
−Removed: First Amendment to Amended and Restated Section 382 Rights Agreement between LSB Industries, Inc.
−Removed: and Computershare Trust Company, N.A., as rights agent, dated as of May 2, 2024
−Removed: Exhibit 4.1 to the Company’s Form 8-K filed May 3, 2024
Certification of Mark T.
14 unchanged sentences
(a) Filed herewith or furnished herewith.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has caused the undersigned, duly authorized, to sign this report on its behalf on this 1 st day of August 2024.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has caused the undersigned, duly authorized, to sign this report on its behalf on this 30 st day of October 2024.
LSB INDUSTRIES, INC.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.