Item 5. Other Information
ITEM 5. OTHER INFORMATION
None.
28
Table of Contents
ITEM 6. EXHIBITS
Incorporated by Reference
Filed
or Furnished
No.
Exhibit Description
Form
Date Filed
Number
Herewith
2.1
Merger and Capitalization Agreement
8-K
10/22/09
2.1
2.2
Stock Purchase and Recapitalization Agreement
8-K/A
3/24/10
2.2
2.3
Amendment No. 1 to the Stock Purchase and Recapitalization Agreement
8-K/A
3/24/10
2.3
3.1
Amended and Restated Articles of Incorporation
SB-2
3/2/07
3(i)
3.2
Articles of Amendment to the Amended and Restated Articles of Incorporation
8-K
2/23/11
3.1
3.3
Designation of Rights and Preferences of Series A Convertible Preferred Stock
8-K
2/23/11
4.1
3.4
Articles of Amendment to the Amended and Restated Articles of Incorporation
8-K
3/3/11
3.1
3.5
Articles of Amendment to the Amended and Restated Articles of Incorporation
8-K
11/5/15
3.5
3.6
Bylaws
SB-2
3/2/07
3(ii)
10.1
Agreement between OneUp Innovations, Inc. and Christopher Knauf dated January 18, 2024 Compensatory plan and amendment.
Filed
31.1
Section 302 Certification by the Corporation’s Principal Executive Officer
Filed
31.2
Section 302 Certification by the Corporation’s Principal Financial and Accounting Officer
Filed
32.1
Section 906 Certification by the Corporation’s Principal Executive Officer
Filed
32.2
Section 906 Certification by the Corporation’s Principal Financial and Accounting Officer
Filed
101.INS
XBRL Instance Document
Filed
101.SCH
XBRL Taxonomy Extension Schema Document
Filed
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
Filed
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
Filed
101.LAB
XBRL Taxonomy Extension Labels Linkbase Document
Filed
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
Filed
29
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
LUVU BRANDS, INC.
(Registrant)
May 15, 2024
By:
/s/ Louis S. Friedman
(Date)
Louis S. Friedman
President and Chief Executive Officer
(Principal Executive Officer)
May 15, 2024
By:
/s/ Christopher Knauf
(Date)
Christopher Knauf
Chief Financial Officer
(Principal Financial & Accounting Officer)
30
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.