LANTRONIX INC 10-Q

Item 5. Other Information None. 44 Item 6. Exhibits Incorporated by Reference Exhibit Number Description Provided Herewith Form Exhibit Filing Date 2.1* Agreement and Plan of Merger, dated as of September 12, 2022, among Lantronix Holding Company, Lantronix OBM, Inc, Uplogix, Inc., and Shareholder Representative Services LLC 8-K 2.1 9/12/2022 3.1 Amended and Restated Certificate of Incorporation of Lantronix, Inc., as amended 10-K 3.1 08/29/2013 3.2 Amended and Restated Bylaws of Lantronix, Inc. 8-K 3.2 11/15/2012 10.1 Third Amendment to Third Amended and Restated Loan and Security Agreement dated September 7, 2022 among Lantronix, Inc., Lantronix Holding Company, Lantronix Canada ULC and Lantronix Technologies Canada (Taiwan) Ltd., Transition Networks, Inc. and Silicon Valley Bank 8-K 10.1 9/12/2022 10.2** Offer Letter dated July 30, 2018 between Lantronix, Inc. and Fathi Hakam X 10.3** Change in Control Agreement between Lantronix, Inc. and Fathi Hakam, dated April 25, 2021 X 31.1 Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 31.2 Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 32.1+ Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 X 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document X 101.SCH Inline XBRL Taxonomy Extension Schema Document X 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document X 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document X 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document X 104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) _________________ * Portions of this Exhibit, including certain schedules and exhibits to this Exhibit, have been omitted in accordance with Item 601(b) of Regulation S-K. A copy of any omitted information, schedule and/or exhibit will be furnished to the Securities and Exchange Commission upon request. ** Indicates management contract or compensatory plan, contract or arrangement. + Furnished, not filed. 45 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. LANTRONIX, INC. Date: November 9, 2022 By: /s/ PAUL PICKLE Paul Pickle President and Chief Executive Officer (Principal Executive Officer) Date: November 9, 2022 By: /s/ JEREMY WHITAKER Jeremy Whitaker Chief Financial Officer (Principal Financial and Accounting Officer) 46