1 unchanged sentence
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
−Removed: During the Company’s fiscal quarter ended December 29, 2024, except for the following arrangements, none of the Company’s directors or officers adopted , modified, or terminated a trading arrangement for the purchase or sale of the Company’s common stock that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a “Rule 10b5-1 Trading Arrangement”) or a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K):
−Removed: On November 12, 2024 , Bethany Mayer , a member of the Board of Directors of the Company, adopted a Rule 10b5-1 Trading Arrangement.
−Removed: Mayer’s Rule 10b5-1 Trading Arrangement provides for the potential sale of up to 1,328 shares of the Company’s common stock.
−Removed: Mayer’s Rule 10b5-1 Trading Arrangement has a termination date of November 14, 2025 .
−Removed: The Rule 10b5-1 Trading Arrangement will terminate on the earlier of:
−Removed: (a) its respective termination date indicated above;
−Removed: (b) execution of all trades or expiration of all the orders relating to such trades under the Rule 10b5-1 Trading Arrangement;
−Removed: or (c) such date as the Rule 10b5-1 Trading Arrangement is otherwise terminated according to its terms.
+Added: During the Company’s fiscal quarter ended March 30, 2025, none of the Company’s directors or officers adopted , modified, or terminated a trading arrangement for the purchase or sale of the Company’s common stock that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a “Rule 10b5-1 Trading Arrangement”) or a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).
Lam Research Corporation 2025 Q3 10-Q 38
Exhibit Number Description
−Removed: 10.1 Third Amended and Restated Credit Agreement dated January 27, 2025, among Lam Research Corporation, JPMorgan Chase Bank, N.A., as administrative agent, and the other agents and lenders listed therein, which is incorporated by reference to Exhibit 10.1 to the Registrant’s Current report on Form 8-K filed on January 29, 2025 (SEC File No.
+Added: Form of Restricted Stock Unit Award Agreement (U.S.
+Added: Participants) - 2015 Stock Incentive Plan
+Added: Form of Restricted Stock Unit Award Agreement (International Participants) - 2015 Stock Incentive Plan
+Added: Form of Market-Based Performance Restricted Stock Unit Award Agreement (U.S.
+Added: Participants) - 2015 Stock Incentive Plan
+Added: Form of Market-Based Performance Restricted Stock Unit Award Agreement (International Participants) - 2015 Stock Incentive Plan
31.1 Rule 13a-14(a)/15d-14(a) Certification (Principal Executive Officer)
9 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: __________________________________
+Added: * Indicates management contract or compensatory plan or arrangement.
Lam Research Corporation 2025 Q3 10-Q 39
1 unchanged sentence
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: January 31, 2025 LAM RESEARCH CORPORATION
+Added: April 25, 2025 LAM RESEARCH CORPORATION
/s/ Douglas R.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.