3 unchanged sentences
The risks associated with our business, common stock and other factors are those described in the Form 10-K for the year ended August 31, 2023, as filed with the SEC on November 20, 2023.
+Added: 10b5-1 Trading Plans
+Added: Our Insider Trading Policy provides that our insiders, employees and consultants may enter into trading plans to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
+Added: During the fiscal quarter ended February 29, 2024, none of the Company’s insiders had entered into a 10b5-1 trading plan.
Exhibits, Financial Statement Schedules
−Removed: Financial Statements
+Added: a) Financial Statements
1) Financial statements for our Company are listed in the index under Item 1 of this document.
13 unchanged sentences
Instruments Defining the Rights of Security Holders
−Removed: Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.1 to our Current Report on Form 8-K filed October 3, 2023)
−Removed: Form of Private Placement Warrant (incorporated by reference to Exhibit 4.2 to our Current Report on Form 8-K filed October 3, 2023)
+Added: Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.1 to our Current Report on Form 8-K filed February 16, 2024)
+Added: Form of Private Placement Warrant (incorporated by reference to Exhibit 4.2 to our Current Report on Form 8-K filed February 16, 2024)
+Added: Form of Agent Warrant (incorporated by reference to Exhibit 4.3 to our Current Report on Form 8-K filed February 16, 2024)
Material Contracts
−Removed: Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K filed October 3, 2023)
−Removed: Placement Agency Agreement with Maxim Group LLC dated September 28, 2023 (incorporated by reference to Exhibit 1.1 to our Current Report on Form 8-K filed October 3, 2023)
+Added: Engagement Agreement by and between the Company and H.C.
+Added: Wainwright & Co., LLC, dated February 12, 2024 (incorporated by reference to Exhibit 1.1 to our Current Report on Form 8-K filed February 16, 2024)
+Added: Engagement Agreement Amendment by and between the Company and H.C.
+Added: Wainwright & Co., LLC, dated February 12, 2024 (incorporated by reference to Exhibit 1.2 to our Current Report on Form 8-K filed February 16, 2024)
+Added: Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K filed February 16, 2024)
+Added: Form of Equity Incentive Plan (incorporated by reference to Exhibit 4.1 to our Form S-8 Registration Statement filed on January 18, 2024)
+Added: Executive Employment Agreement with Nelson Cabatuan dated March 14, 2024
+Added: Amended and Restated Intellectual Property License Agreement with Premier Anti-Aging Co., Ltd.
+Added: dated March 15, 2024
Rule 13(a) - 14 (a)/15(d) - 14(a)
16 unchanged sentences
LEXARIA BIOSCIENCE CORP.
−Removed: /s/ John Docherty
−Removed: John Docherty
−Removed: President and Director
+Added: /s/ Christopher Bunka
+Added: Christopher Bunka
+Added: CEO, Chairman and Director
(Principal Executive Officer)
−Removed: January 12, 2024
+Added: April 9, 2024
In accordance with the Exchange Act, this Report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
−Removed: /s/ John Docherty
−Removed: John Docherty
−Removed: President and Director
−Removed: (Principal Executive Officer)
−Removed: January 12, 2024
/s/ Christopher Bunka
Christopher Bunka
−Removed: Chief Executive Officer, Chairman and Director
+Added: CEO, Chairman and Director
+Added: (Principal Executive Officer)
+Added: April 9, 2024
+Added: /s/ Nelson Cabatuan
+Added: Nelson Cabatuan
+Added: Chief Financial Officer
(Principal Financial and Accounting Officer)
−Removed: January 12, 2024
+Added: April 9, 2024
Page 34 of 34
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.