OTHER INFORMATION
−Removed: Form 8-K Disclosures
−Removed: Effective as of August 15, 2025, the Vice President of Engineering, Mr.
−Removed: Carpenter, resigned from all positions of the Company in connection with his planned retirement.
−Removed: Carpenter’s decision to retire was not due to any disagreement with the Company on any matter relating the Company’s operations, policies, or practices.
−Removed: Carpenter served as KULR’s Vice President of Engineering since June 2017.
Rule 10b5-1 Trading Arrangement
−Removed: On July 1, 2025 , Dr.
−Removed: William Walker , the Company’s Chief Technology Officer and member of the Board , adopted an individual trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1 under the Exchange Act, which has a term of fifteen months beginning October 2, 2025 to sell up to 49,750 shares of common stock issuable upon exercise of stock options, subject to certain conditions.
−Removed: Unless otherwise terminated pursuant to its terms, the plan will terminate on January 29, 2027 , or when all of the shares under the plan are sold.
−Removed: On July 1, 2025 , Dr.
−Removed: Joanna Massey , the Company’s Lead Director , adopted an individual trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1 under the Exchange Act, which has a term of nine months beginning October 1, 2025 to sell up to 25,000 shares of common stock issuable upon exercise of stock options, subject to certain conditions.
−Removed: Unless otherwise terminated pursuant to its terms, the plan will terminate on July 1, 2026 , or when all of the shares under the plan are sold.
−Removed: No other director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K during the quarterly period covered by this Quarterly Report.
+Added: No director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement ” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K of the Exchange Act, during the quarterly period covered by this Quarterly Report.
EXHIBITS, FINANCIAL STATEMENT SCHEDULES
−Removed: Form of Certificate of Amendment (previously filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the SEC on June 27, 2025, and incorporated herein by reference)
−Removed: Sales Agreement, dated June 9, 2025, by and among the Company, Cantor Fitzgerald & Co.
−Removed: and Craig-Hallum Capital Group LLC (previously filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on June 9, 2025, and incorporated herein by reference)
−Removed: Master Loan Agreement, dated July 1, 2025, between KULR Technology Group, Inc., Coinbase Credit, Inc.
−Removed: and Coinbase, Inc.
−Removed: (previously filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on July 8, 2025, and incorporated herein by reference)
Certification pursuant to 18 U.S.C.
14 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this quarterly report to be signed on its behalf by the undersigned hereunto duly authorized.
−Removed: August 14, 2025
+Added: November 18, 2025
/s/ Michael Mo
1 unchanged sentence
(Principal Executive Officer)
−Removed: August 14, 2025
+Added: November 18, 2025
/s/ Shawn Canter
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.