Other Information.
−Removed: (a) Departure of Certain Officers
−Removed: On November 12, 2024, Dr.
−Removed: Graeme Currie resigned
−Removed: from his position as Chief Development Officer effective as of November 15, 2024.
−Removed: In the interim, the Company will proceed with clinical
−Removed: development of its product candidates without disruption, in consultation with its existing consultants.
−Removed: (c) Insider Trading Arrangements and Policies
−Removed: During the quarter ended September 30, 2024, none of
−Removed: the Company’s directors or officers adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1
−Removed: trading arrangement,” as those terms are defined in Regulation S-K, Item 408, that was intended to satisfy the affirmative defense
−Removed: conditions of Rule 10b5-1(c).
−Removed: Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.1 of the Company’s Form 8-K filed with the Commission on September 30, 2024).
−Removed: Form of Warrant (incorporated by reference to Exhibit 4.2 of the Company’s Form 8-K filed with the Commission on September 30, 2024).
−Removed: Form of Placement Agent Warrant (incorporated by reference to Exhibit 4.3 of the Company’s Form 8-K filed with the Commission on September 30, 2024).
−Removed: Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 of the Company’s Form 8-K filed with the Commission on September 30, 2024).
−Removed: Form of Registration Rights Agreement (incorporated by reference to Exhibit 10.2 of the Company’s Form 8-K filed with the Commission on September 30, 2024).
+Added: (c) During the fiscal quarter ended March 31, 2025, no director or “officer” (as defined in Rule
+Added: 16a-1(f) under the Exchange Act) of the Company adopted or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule
+Added: 10b5-1 trading arrangement,” as each term is defined in Item 408(c) of Regulation S-K.
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
9 unchanged sentences
Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
−Removed: ** Furnished,
+Added: Filed herewith.
+Added: Furnished, not filed.
Pursuant to the requirements
6 unchanged sentences
(Principal Executive Officer)
−Removed: November 13, 2024
/s/ Daniel Schneiderman
3 unchanged sentences
Principal Accounting Officer)
−Removed: November 13, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.