KOSS CORP 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds The following table presents information with respect to purchases of common stock of t he Company made during the three months ended March 31 , 2021 , by the Company. COMPANY REPURCHASES OF EQUITY SECURITIES     Total # of Shares Purchased Average Price Paid per Share Total Number of Shares Purchased as Part of Publicly Announced Plan (1) Approximate Dollar Value of Shares Available under Repurchase Plan January 1 - March 31, 2021 — $ — — $ 2,139,753 (1) In April of 1995, the Board of Directors approved a stock repurchase program authorizing the Company to purchase from time to time up to $2,000,000 of its common stock for its own account. Subsequently, the Board of Directors periodically has approved increases in the stock repurchase program. The most recent increase was for an additional $2,000,000 in October 2006, for a maximum of $45,500,000 of which $43,360,247 had been expended through March 31 , 2021 .    18 Table of Contents Item 6. Exhibits    Exhibit No. Exhibit Description 3.1 Amended and Restated Certificate of Incorporation of Koss Corporation, as in effect on November 19, 2009. Filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the period ended December 31, 2009 and incorporated herein by reference. 3.2 By-Laws of Koss Corporation. Filed as Exhibit 3.2 to the Company’s Annual Report on Form 10-K for the year ended June 30, 1996 and incorporated herein by reference. 3.3 Amendment to the By-Laws of Koss Corporation. Filed as Exhibit 3.3 to the Company’s Current Report on Form 8-K on March 7, 2006 and incorporated herein by reference. 3.4 Amendment to the By-Laws of Koss Corporation. Filed as Exhibit 3.4 to the Company’s Annual Report on Form 10-K on August 27, 2020 and incorporated herein by reference. 10.1 First Amendment to Revolving Credit Agreement, dated January 28, 2021, by and between the Company and Town Bank. Filed as Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q on January 29, 2021 and incorporated herein by reference. 31.1 Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer * 31.2 Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer * 32.1 Section 1350 Certification of Chief Executive Officer ** 32.2 Section 1350 Certification of Chief Financial Officer ** 101 The following financial information from Koss Corporation's Quarterly Report on Form 10-Q for the quarter ended March 31, 2021, formatted in XBRL (eXtensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets as of March 31, 2021 and June 30, 2020, (ii) Condensed Consolidated Statements of Operations (Unaudited) for the three and nine months ended March 31, 2021 and 2020 (iii) Condensed Consolidated Statements of Cash Flows (Unaudited) for the nine months ended March 31, 2021 and 2020, (iv) Condensed Consolidated Statements of Stockholders' Equity (Unaudited) for the three and nine months ended March 31, 2021 and 2020 and (v) the Notes to Condensed Consolidated Financial Statements (Unaudited). *  __________________________  * Filed herewith ** Furnished herewith 19 Table of Contents SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.  KOSS CORPORATION /s/ Michael J. Koss May 13 , 2021 Michael J. Koss Chairman Chief Executive Officer /s/ David D. Smith May 13 , 2021 David D. Smith Chief Financial Officer Principal Accounting Officer   20