Nauticus Robotics, Inc. 10-Q

ITEM 5. OTHER INFORMATION None. 28 ITEM 6. EXHIBITS Incorporated by Reference Exhibit Description Schedule/ Form File Number Exhibits Filing Date 3.1 Second Amended and Restated Certificate of Nauticus Robotics, Inc. Form 8-K 001-40611 3.5 September 15, 2022 3.2 Amended and Restated Bylaws of Nauticus Robotics, Inc (as of May 11, 2023). Form 8-K 001-40611 3.1 May 15, 2023 10.1 Registration Rights Agreement, dated as of September 9, 2022. Form S-1 333-273752 10.34 August 7, 2023 10.2†+ Agreement by and between Nauticus Robotics Brazil Ltda. and Petróleo Brasileiro S.A. entered into on May 23, 2023. Form 8-K 001-40611 10.1 May 30, 2023 10.3 Form of Letter Agreements. Form 8-K 001-40611 10.1 June 23, 2023 10.4 First Amendment to Registration Rights Agreement, dated as of June 22, 2023. Form 8-K 001-40611 10.2 June 23, 2023 31.1 Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1* Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2* Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document. 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document. 101.SCH Inline XBRL Taxonomy Extension Schema Document. 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document. 101.LAB Inline XBRL Taxonomy Extension Labels Linkbase Document. 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document. 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). * Furnished herewith † Schedules and similar attachments to this Exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish supplementally a copy of any omitted schedule or exhibit to the SEC upon request. + Certain portions of this Exhibit have been redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K. The omitted information is (i) not material and (ii) would likely cause competitive harm to the Company if publicly disclosed. The Company agrees to furnish supplementally an unredacted copy of this Exhibit to the SEC upon request. 29 SIGNATURES Pursuant to the requirements of the Exchange Act, the registrant has caused this report to be signed on its behalf by the undersigned thereunto duly authorized. NAUTICUS ROBOTICS, INC. By: /s/ Nicolaus Radford Nicolaus Radford Chief Executive Officer Date: August 14, 2023 By: /s/ Rangan Padmanabhan Rangan Padmanabhan Chief Financial Officer Date: August 14, 2023 30