Other Information .
−Removed: During the three months ended March 31, 2025, none of our Section 16 officers or JFI directors adopted or terminated any contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any "non-Rule 10b5-1 trading arrangement" (as defined in Section 408(c) of Regulations S-K).
−Removed: However, on April 7, 2025, the trading arrangement described below terminated in accordance with its terms.
−Removed: The arrangement was a written plan governing the sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) as defined under the securities laws.
−Removed: NAME AND TITLE OF DIRECTOR OR OFFICER DATE OF TERMINATION OF TRADING ARRANGEMENT DURATION OF TRADING ARRANGEMENT (1)
−Removed: # OF AGGREGATE SHARES TO BE SOLD PURSUANT TO THE TRADING ARRANGEMENT
−Removed: Smith, President and CEO of PPM America, Inc.
−Removed: and Executive Vice President of Jackson
−Removed: April 7, 2025 November 8, 2024 – April 14, 2025 32,154 shares of common stock
−Removed: Smith’s Rule 10b5-1 trading plan (the “Plan”) was scheduled to expire upon the earlier of April 14, 2025, or the sale of all shares subject to the Plan.
+Added: Executive Officer Change
+Added: Scott Romine’s employment as President and CEO of Jackson National Life Distributors LLC ("JNLD"), the marketing and distribution arm of Jackson National Life Insurance Company, terminated on August 5, 2025.
+Added: A separation arrangement is expected to be entered into with Mr.
+Added: Romine in connection with his separation from the Company.
+Added: Alison Reed, Chief Product Development and Strategy Execution Officer of JNLD, will serve as an interim replacement until a permanent successor is identified.
+Added: Stock Trading Plans
+Added: During the three months ended June 30, 2025, other than what was disclosed in our last Quarterly Report on Form 10-Q, none of our Section 16 officers or JFI directors adopted or terminated any contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any "non-Rule 10b5-1 trading arrangement" (as defined in Section 408(c) of Regulations S-K).
The following documents are filed as exhibits hereto:
Number Description
−Removed: Form of Notice of Award of Restricted Share Units and 2025 Restricted Share Unit Award Agreement between Jackson Financial Inc.
−Removed: and each of Carrie L.
−Removed: Chelko, Don W.
−Removed: Cummings, Laura L.
−Removed: Prieskorn, Scott E.
−Removed: Romine and Craig D.
−Removed: Form of Notice of Award of Performance Units and 2025 Performance Unit Award Agreement between Jackson Financial Inc.
−Removed: and each of Carrie L.
−Removed: Chelko, Don W.
−Removed: Cummings, Laura L.
−Removed: Prieskorn, Scott E.
−Removed: Romine and Craig D.
−Removed: 10.3*† Offer Letter Agreement, dated and signed April 7, 2025, by and between Christopher Raub and Jackson National Life Insurance Company.
+Added: Form of 2025 Notice of Award of Restricted Share Units and 2025 Director Restricted Share Unit Agreement (annual equity retainer) between Jackson Financial Inc.
+Added: and each of Lily Fu Claffee, Gregory T.
+Added: Durant, Steven A.
+Added: Kandarian, Derek G.
+Added: Kirkland, Drew Lawton, Martin J.
+Added: Lippert, Russell G.
+Added: Noles, and Esta E.
+Added: Form of 2025 Notice of Award of Restricted Share Units and 2025 Director Restricted Share Unit s Agreement (annual equity in lieu of cash retainer) between Jackson Financial Inc.
+Added: and each of Lily Fu Claffee, Martin J.
+Added: Lippert, Russell G.
+Added: Noles, and Esta E.
+Added: Form of Notice of Award of Restricted Share Units and 2025 Restricted Share Unit Award Agreement ( Mid-Cycle ) between Jackson Financial Inc.
+Added: and Christopher Raub .
+Added: Form of Notice of Award of Pe rformance Units and 2025 Performance Unit Award Agreement (Mid-Cycle) between Jackson Financial Inc.
+Added: and Christopher Raub.
31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
JACKSON FINANCIAL INC.
+Added: August 5, 2025
Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.