Jackson Financial Inc. 10-Q

Item 5. Other Information . None. 111 Item 6. Exhibits . The following documents are filed as exhibits hereto: Number Description 4.1 Form of Subordinated Indenture, between Jackson Financial Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Subordinated Indenture”), incorporated by reference to exhibit 4.5 to Jackson Financial Inc.’s Form S-3, dated January 27, 2022. 4.2 Form of Junior Subordinated Indenture, between Jackson Financial Inc. and The Bank of New York Mellon Trust Company, N.A. as Trustee (the “Junior Subordinated Indenture”), incorporated by reference to exhibit 4.6 to Jackson Financial Inc.’s Form S-3, dated January 27, 2022. 10.1† Separation Agreement, by and between Aimee DeCamillo and Jackson National Life Insurance Company, dated as of January 26, 2022, incorporated herein by reference to exhibit 10.1 to Jackson Financial Inc.’s Form 8-K, dated February 9, 2022. 10.2† Separation Agreement, by and between Andrew J. Bowden and Jackson National Life Insurance Company, dated April 5, 2021, incorporated herein by reference to exhibit 10.8 to Jackson National Life Insurance Company’s Post-Effective Amendment No. 1 to Form S-1 Registration Statement, dated April 22, 2022. 10.3† Offer Letter Agreement to Laura L. Prieskorn, dated February 10, 2021, incorporated herein by reference to exhibit 10.19 to Jackson National Life Insurance Company’s Post-Effective Amendment No. 1 to Form S-1 Registration Statement, dated April 22, 2022. 10.4† Offer Letter to Scott E. Romine, dated December 13, 2021, incorporated herein by reference to exhibit 10.20 to Jackson National Life Insurance Company’s Post-Effective Amendment No. 1 to Form S-1 Registration Statement, dated April 22, 2022. 10.5† Offer Letter Agreement to Marcia L. Wadsten, dated February 10, 2021, incorporated herein by reference to exhibit 10.21 to Jackson National Life Insurance Company’s Post-Effective Amendment No. 1 to Form S-1 Registration Statement, dated April 22, 2022. 10.6† 2021 Form of Notice and the 2021 Performance Unit Award Agreement, which also was granted to Scott E. Romine, incorporated herein by reference to exhibit 10.25 to Jackson Financial Inc.’s 10-K Annual Report for the year ending December 31, 2021, filed on March 7, 2022. 10.7† 2021 Form of Notice and the 2021 Restricted Share Unit Award Agreement, which also was granted to Scott E. Romine, incorporated herein by reference to exhibit 10.26 to Jackson Financial Inc.’s 10-K Annual Report for the year ending December 31, 2021, filed on March 7, 2022. 10.8† 2021 Form of Notice and the 2021 Celebration Award Res tricted Share Unit Award Agreement, which also was granted to Scott E. Romine, incorporated herein by reference to exhibit 10.27 to Jackson Financial Inc.’s 10-K Annual Report for the year ending December 31, 2021, filed on March 7, 2022. 10.9*† 2021 Form of Equity Award Exchange Notice and the 2019 PRUDENTIAL PLC LONG TERM INCENTIVE PLAN AWARD CERTIFICATE (converted to performance share units, and share settled) for Scott E. Romine. 112 10.10*† 2021 2020 Form of Equity Award Exchange Notice and the 2020 PRUDENTIAL PLC LONG TERM INCENTIVE PLAN AWARD CERTIFICATE (converted to performance share units, share settled) for Scott E. Romine. 10.11*† 2022 Restricted Share Unit Award Agreement (including Notice of Award of Restricted Share Units that are share settled) between Jackson Financial Inc. and P. Chad Myers, Laura L. Prieskorn, Scott E. Romine, Craig D. Smith and Marcia L. Wadsten. 10.12*† 2022 Performance Unit Award Agreement (including Notice of Award of Performance Units that are share settled) between Jackson Financial Inc. and P. Chad Myers, Laura L. Prieskorn, Scott E. Romine, Craig D. Smith and Marcia L. Wadsten. 10.13*† 2022 Amended and Restated Performance Unit Award Agreement (including Notice of Award of Performance Units that are share settled) between Jackson Financial Inc. and P. Chad Myers, Laura L. Prieskorn, Scott E. Romine, Craig D. Smith and Marcia L. Wadsten. 10.14 Class A Common Stock Repurchase Agreement between Jackson Financial Inc. and Athene C o-Invest Reinsurance Affiliate 1A Ltd., incorporated by reference to exhibit 10.1 to Jackson Financial Inc.’s Form 8-K, dated March 14, 2022. 31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities and Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2* Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities and Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1* Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2* Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS* Inline XBRL Instance Document – The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document 101.SCH* Inline XBRL Taxonomy Extension Schema Document 101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase Document 101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document 104* Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). * Filed herewith. † Identifies each management contract or compensatory plan or arrangement. 113 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. JACKSON FINANCIAL INC. (Registrant) Date: May 11, 2022 By: /s/ Marcia Wadsten Marcia Wadsten Executive Vice President and Chief Financial Officer (Principal Financial Officer) 114