JANEL CORP 10-Q

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES, USE OF PROCEEDS, AND ISSUER PURCHASES OF EQUITY SECURITIES There were no unregistered sales of equity securities during the nine months ended June 30, 2023. In addition, there were no shares of Common Stock purchased by us during the nine months ended June 30, 2023. ITEM 6. EXHIBIT INDEX 10.1 Amended and Restated Credit Agreement, by and among Indco, Inc., Antibodies Incorporated, Aves Labs, Inc., Phosphosolutions LLC, Immunochemistry Technologies LLC, ECM Biosciences, LLC, Stephen Hall PhD LTD, Immunobioscience Corp., (collectively as borrowers), and each individually, a “Borrower”), and First Merchants Bank dated April 25, 2023 (filed herewith). 10.2 Fourth Amendment to Amended and Restated Loan and Security Agreement, by and among Santander Bank, N.A., as lender, and Janel Group, Inc., Expedited Logistics and Freight Services, LLC, and ELFS Brokerage, LLC (collectively as borrowers) and Janel Corporation and Expedited Logistics and Freight Services, LLC, as loan party obligors dated April 25, 2023 (filed herewith). 31.1 Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer (filed herewith) 31.2 Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer (filed herewith) 32.1 Section 1350 Certification of Principal Executive Officer (filed herewith) 32.2 Section 1350 Certification of Principal Financial Officer (filed herewith) 101 Interactive data files providing financial information from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 for the three and nine months ended June 30, 2023 and 2022 in Inline XBRL (eXtensible Business Reporting Language) pursuant to Rule 405 of Regulation S-T: (i) Condensed Consolidated Balance Sheets as of June 30, 2023 and September 30, 2022, (ii) Condensed Consolidated Statements of Operations for the three and nine months ended June 30, 2023 and 2022, (iii) Condensed Consolidated Statement of Changes in Stockholders’ Equity for the three and nine months June 30, 2023 and 2022, (iv) Condensed Consolidated Statements of Cash Flows for the nine months ended June 30, 2023 and 2022, and (v) Notes to Condensed Consolidated Financial Statements. 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in the Interactive Data Files submitted as Exhibit 101) (filed herewith) 30 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: August 4, 2023 JANEL CORPORATION Registrant /s/ Darren C. Seirer Darren C. Seirer Chairman, President and Chief Executive Officer ( Principal Executive Officer) Dated: August 4, 2023 JANEL CORPORATION Registrant /s/ Vincent A. Verde Vincent A. Verde Principal Financial Officer, Treasurer and Secretary 31