JANEL CORP 10-Q

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS There were no unregistered sales of equity securities during the three months ended March 31, 2021. In addition, there were no shares of common stock purchased by us during the three months ended March 31, 2021. ITEM 6. EXHIBIT INDEX 31.1 Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer (filed herewith) 31.2 Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer (filed herewith) 32.1 Section 1350 Certification of Principal Executive Officer (filed herewith) 32.2 Section 1350 Certification of Principal Financial Officer (filed herewith) 101 Interactive data files providing financial information from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 for the three and six months ended March 31, 2021 and 2020 in XBRL (Extensible Business Reporting Language) pursuant to Rule 405 of Regulation S-T: (i) Consolidated Balance Sheets as of March 31, 2021 and September 30, 2020, (ii) Consolidated Statements of Operations for the three months ended March 31, 2021 and 2020, (iii) Consolidated Statement of Changes in Stockholders’ Equity for the six months ended March 31, 2021 and 2020, (iv) Consolidated Statements of Cash Flows for the six months ended March 31, 2021 and 2020, and (v) Notes to Consolidated Financial Statements. 43 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: May 10, 2021 JANEL CORPORATION Registrant /s/ Dominique Schulte Dominique Schulte Chairman, President and Chief Executive Officer ( Principal Executive Officer) Dated: May 10, 2 021 JANEL CORPORATION Registrant /s/ Vincent A. Verde Vincent A. Verde Principal Financial Officer, Treasurer and Secretary 44