UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
−Removed: There were no unregistered sales of equity securities during the six months ended March 31, 2020.
−Removed: In addition, there were no shares of common stock purchased by us during the six months ended March 31, 2020.
−Removed: EXHIBIT INDEX
−Removed: Purchase and Sale Agreement dated February 4, 2020 by and between 4040 Earnings Way, LLC, and Indco, Inc.
−Removed: (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed March 4,
−Removed: 2020, as amended by the Company’s Current Report on Form 8-K/A filed March 6, 2020)
−Removed: Third Amendment to Loan and Security Agreement dated March 4, 2020 by and between Santander Bank, N.A., Janel Group, Inc., Honor Worldwide Logistics LLC and Janel Corporation (incorporated by reference to
−Removed: Exhibit 10.2 to the Company’s Current Report on Form 8-K filed March 4, 2020, as amended by the Company’s Current Report on Form 8-K/A filed March 6, 2020)
−Removed: Loan Agreement dated April 19, 2020, by and between Janel Corporation and Santander Bank, N.A., together with the U.S.
−Removed: Small Business Administration Note dated April 19, 2020.
−Removed: Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer (filed herewith)
−Removed: Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer (filed herewith)
−Removed: Section 1350 Certification of Principal Executive Officer (filed herewith)
−Removed: Section 1350 Certification of Principal Financial Officer (filed herewith)
−Removed: Interactive data files providing financial information from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2020 for the six months ended March 31, 2020 and 2019 in XBRL
−Removed: (Extensible Business Reporting Language) pursuant to Rule 405 of Regulation S-T:
−Removed: (i) Consolidated Balance Sheets as of March 31, 2020 and September 30, 2019, (ii) Consolidated Statements of Operations for the six months ended March 31, 2020
−Removed: and 2019, (iii) Consolidated Statement of Changes in Stockholders’ Equity for the six months ended March 31, 2020 and 2019, (iv) Consolidated Statements of Cash Flows for the six months ended March 31, 2020 and 2019, and (v) Notes to
−Removed: Consolidated Financial Statements.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: JANEL CORPORATION
−Removed: /s/ Dominique Schulte
−Removed: Dominique Schulte
−Removed: Chairman, President and Chief Executive Officer
−Removed: ( Principal Executive Officer)
−Removed: May 11 , 2 020
−Removed: JANEL CORPORATION
−Removed: /s/ Vincent A.
−Removed: Principal Financial Officer, Treasurer and Secretary
+Added: There were no unregistered sales of equity securities during the nine months ended June 30, 2020.
+Added: In addition, there were no shares of common stock purchased by us during the nine months ended
+Added: June 30, 2020.
+Added: DEFAULTS UPON SENIOR SECURITIES
+Added: MINE SAFETY DISCLOSURES
+Added: Not applicable
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.