Item 4. Controls and Procedures
Item 4. Controls and Procedures.
As required by Rule
13a-15 of the Securities Exchange Act, as amended (the “Securities Act”), we have evaluated the effectiveness of the
design and operation of our disclosure controls and procedures, which were designed to provide reasonable assurance of achieving
their objectives. This evaluation was carried out under the supervision and with the participation of our management, including
our principal executive officer and principal financial officer. Based on this evaluation, our principal executive officer and
principal financial officer have concluded that, as of September 30, 2020, our disclosure controls and procedures were effective
at the reasonable assurance level to ensure (1) that information required to be disclosed by us in the reports we file or submit
under the Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the SEC’s rules
and forms, and (2) information required to be disclosed by us in our reports that we file or submit under the Exchange Act is accumulated
and communicated to our management, including our principal executive officer and principal financial officer, or persons performing
similar functions, as appropriate to allow timely decisions regarding required disclosure.
Changes in Internal Control over Financial Reporting
There were no changes
with respect to our internal control over financial reporting that materially affected, or are reasonably likely to materially
affect, our internal control over financial reporting in the quarterly period ended September 30, 2020.
42
PART II - OTHER INFORMATION
Item 1. Legal Proceedings.
None.
Item 1A. Risk Factors.
We are a smaller reporting company as defined
by Rule 12b-2 of the Securities Exchange Act of 1934 and are not required to provide the information under this item.
Item 2. Unregistered Sales of Equity Securities and Use of
Proceeds.
None.
Item 3. Defaults Upon Senior Securities.
None.
Item 4. Mine Safety Disclosures.
Not applicable.
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.