OTHER INFORMATION
+Added: During the three months ended June 30, 2023, no director or Section 16 officer of the Company adopted or terminated a “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading agreement,” as each term is defined in Item 408(a) of Regulation S-K.
Description of Exhibit
−Removed: Severance and Change of Control Agreement dated March 29, 2023 among Innovative Industrial Properties, Inc., IIP Operating Partnership, LP and David Smith.(1)
+Added: Certificate of Formation of IIP-MO 1 LLC.
+Added: Limited Liability Company Agreement of IIP-MO 1 LLC.
+Added: List of Subsidiary Guarantors.
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
* Filed herewith.
−Removed: Indicates management contract or compensatory plan.
−Removed: Incorporated by reference to Innovative Industrial Properties, Inc.’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on March 30, 2023.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
7 unchanged sentences
(Principal Financial Officer)
−Removed: Dated May 9, 2023
+Added: Dated August 3, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.