Other Information
−Removed: During the quarter ended March 31, 2024, no officer or director of the Company adopted or terminated any contract, instruction, or written plan for the purchase or sale of securities of the Company’s common stock that is intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) or any non-Rule 10b5-1 trading arrangement as defined in 17 CFR § 229.408(c).
+Added: Rule 10b5-1 Trading Plans
+Added: During the quarter ended June 30, 2024 , no executive officer or director of the Company adopted or terminated any contract, instruction, or written plan for the purchase or sale of securities of the Company’s common stock that was intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement” as defined in 17 CFR § 229.408(c).
Asset Purchase and License Agreement, dated June 30, 2023, by and between Innovative Solutions and Support, Inc.
and Honeywell International Inc.(1)
−Removed: Articles of Incorporation (2)
−Removed: Articles of Amendment, filed April 17, 2023, to the Articles of Incorporation of IS&S (3)
−Removed: Amended and Restated Bylaws of IS&S (4)
−Removed: Offer Letter from IS&S to Jeffrey DiGiovanni, dated March 18, 2024 (5)**
+Added: Amendment No.
+Added: 1, dated October 12, 2023, to Asset Purchase and License Agreement by and between Innovative Solutions and Support, Inc.
+Added: and Honeywell International Inc., dated June 30, 2023, filed herewith.
+Added: Amendment No.
+Added: 2, dated March 23, 2024, to Asset Purchase and License Agreement by and between Innovative Solutions and Support, Inc.
+Added: and Honeywell International Inc., dated June 30, 2023, filed herewith.
+Added: Amendment No.
+Added: 3, dated July 22, 2024, to Asset Purchase and License Agreement by and between Innovative Solutions and Support, Inc.
+Added: and Honeywell International Inc., dated June 30, 2023, filed herewith.
+Added: Amended and Restated Articles of Incorporation of Innovative Solutions and Support, Inc.
+Added: Articles of Amendment, filed April 17, 2023, to the Articles of Incorporation of Innovative Solutions and Support, Inc.
+Added: Amended and Restated Bylaws of Innovative Solutions and Support, Inc.
Innovative Solutions and Support, Inc.
−Removed: Amended and Restated 209 Stock-Based Incentive Compensation Plan (6) **
−Removed: Form of Non-Qualified Stock Option Agreement, filed herewith**
−Removed: Form of Restricted Stock Unit Award Agreement, filed herewith**
+Added: Amended and Restated 2019 Stock-Based Incentive Compensation Plan, filed herewith.
+Added: Restricted Stock Unit Award Agreement, dated June 19, 2024, by and between Jeffrey DiGiovanni and Innovative Solutions and Support, Inc.
+Added: Change in Control Agreement, dated June 20, 2024, by and between Jeffrey DiGiovanni and Innovative Solutions and Support, Inc.
+Added: Preferability Letter from Grant Thornton LLP, filed herewith.
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a), filed herewith.
2 unchanged sentences
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, furnished herewith.
−Removed: This certification is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
−Removed: Inline XBRL Instance Document, filed herewith.
−Removed: Inline XBRL Taxonomy Extension Scheme Document, filed herewith.
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document, filed herewith.
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document, filed herewith.
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document, filed herewith.
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document, filed herewith.
+Added: This certification is not deemed filed with the Securities and Exchange Commission for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date hereof, irrespective of any general incorporation language contained in such filing.
+Added: Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File as its XBRL tags are embedded within the Inline XBRL document.
+Added: Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents.
Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).
−Removed: Incorporated by reference from the Company’s Current Report on Form 8-K filed with the SEC on July 7, 2023.
−Removed: Incorporated by reference from the Company’s Current Report on Form 8-K filed with the SEC on September 19, 2007.
−Removed: Incorporated by reference from the Company’s Current Report on Form 8-K filed with the SEC on April 18, 2023.
−Removed: Incorporated by reference from the Company’s Current Report on Form 8-K filed with the SEC on May 1, 2018.
−Removed: Incorporated by reference from the Company’s Current Report on Form 8-K filed with the SEC on March 21, 2024.
−Removed: Incorporated by reference from the Company’s definitive proxy statement on Schedule 14A filed with the SEC on March 5, 2024.
+Added: Incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed with the SEC on July 7, 2023, SEC File Number 001-41503.
+Added: Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on September 19, 2007, SEC File Number 000-31157.
+Added: Incorporated by reference to Exhibit 3.3 to the Company’s Current Report on Form 8-K filed with the SEC on April 18, 2023, SEC File Number 001-41503.
+Added: Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on May 1, 2018, SEC File Number 000-31157.
+Added: Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on June 20, 2024, SEC File Number 001-41503.
+Added: Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the SEC on June 20, 2024, SEC File Number 001-41503.
*Schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
3 unchanged sentences
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
+Added: August 14, 2024
/s/ Jeffrey DiGiovanni
1 unchanged sentence
Chief Financial Officer
+Added: (on behalf of Registrant and as Principal Financial Officer and Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.