HYPERION DEFI, INC. 10-Q

Item 5. Other Information. None. ​ 25 Table of Contents Item 6. Exhibits. ​ ​ ​ ​ ​ ​ ​ Exhibit ​ Incorporated by Reference (Unless Otherwise Indicated) Number ​ Exhibit Description ​ Form File No. Exhibit Filing Date ​ 4.1 ​ Form of Warrant issued by the Company to Silicon Valley Bank ​ 8-K ​ 001-38365 ​ 4.1 ​ May 10, 2021 ​ 10.1 ​ Loan and Security Agreement, dated as of May 7, 2021, between the Company and Silicon Valley Bank ​ 8-K ​ 001-38365 ​ 10.1 ​ May 10, 2021 ​ 10.2 ​ Sales Agreement, dated as of May 14, 2021, between Eyenovia, Inc. and SVB Leerink LLC ​ 8-K ​ 001-38365 ​ 1.1 ​ May 14, 2021 ​ 10.3# ​ Amended and Restated 2018 Omnibus Stock Incentive Plan, As Amended ​ — ​ — ​ — ​ Filed herewith ​ 31.1 ​ Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 ​ — ​ — ​ — ​ Filed herewith ​ 31.2 ​ Certification of the Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 ​ — ​ — ​ — ​ Filed herewith ​ 32.1 ​ Certification of the Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ — ​ — ​ — ​ Filed herewith ​ 32.2 ​ Certification of the Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ — ​ — ​ — ​ Filed herewith ​ 101 ​ Inline Interactive data files pursuant to Rule 405 of Regulation S-T: (i) Condensed Balance Sheets as of June 30, 2021 and December 31, 2020; (ii) Condensed Statements of Operations for the Three and Six Months Ended June 30, 2021 and 2020; (iii) Condensed Statements of Changes in Stockholders’ Equity for the Three and Six Months Ended June 30, 2021 and 2020; Condensed Statements of Cash Flows for the Six Months Ended June 30, 2021 and 2020; and (iv) Notes to Condensed Financial Statements ​ — ​ — ​ — ​ Filed herewith ​ 104 ​ Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit) ​ — ​ — ​ — ​ Filed herewith. ​ #Management contract or other compensatory plan. ​ 26 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ EYENOVIA, INC. Date: August 12, 2021 By: /s/ John Gandolfo John Gandolfo Chief Financial Officer (Principal Financial and Accounting Officer) ​ ​ ​ 27