Item 5. Other Information
Item
5. Other Information.
None.
Item
6. Exhibits
The
following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
Exhibit
Description
1.1
Underwriting Agreement, dated January 31, 2022, between the Company and EF Hutton, division of Benchmark Investments, LLC, as representative of the underwriters named therein (2)
3.1
Amended and Restated Certificate of Incorporation dated February 2, 2022 (2)
3.2
Certificate of Incorporation (1)
3.3
By Laws (1)
4.1
Specimen Unit Certificate (1)
4.2
Specimen Class A Common Stock Certificate (1)
4.3
Specimen Warrant Certificate (1)
4.4
Specimen Right Certificate (1)
4.5
Warrant Agreement, dated January 31, 2022, between the Company and Vstock Transfer LLC (2)
4.6
Rights
Agreement, dated January 31, 2022, between the Company and Vstock Transfer LLC (2)
10.1
Letter Agreement, dated January 31, 2022, among the Company, the Alset Acquisition Sponsor, LLC and each of the executive officers and directors of the Company (2)
10.2
Promissory Note, dated November 8, 2021, issued to Alset Acquisition Sponsor LLC (1)
10.3
Investment Management Trust Agreement, dated January 31, 2022, between the Company and Wilmington Trust Company (2)
10.4
Registration Rights Agreement, dated January 31, 2022, among the Company and certain securityholders (2)
10.5
Placement Unit Purchase Agreement, dated January 31, 2022, between the Company and Alset Acquisition Sponsor, LLC (2)
10.6
Securities Subscription Agreement, dated November 8, 2021, between the Registrant and Alset Acquisition Sponsor LLC (1)
10.7
Form of Placement Unit Purchase Agreement between the Registrant and Alset Acquisition Sponsor, LLC (1)
10.8
Form of Indemnity Agreement (1)
10.9
Administrative Support Agreement, dated January 31, 2022, by and between the Company and Alset Management Group, Inc. (2)
14.1
Form of Code of Ethics (1)
23.1
Consent of MaloneBailey, LLP (1)
23.2
Consent of Sichenzia Ross Ference LLP (included in Exhibit 5.1) (1)
24
Power of Attorney (included on the signature page) (1)
31.1
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 *
31.2
Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 *
32.1
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 *
32.2
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 *
99.1
Form of Audit Committee Charter (1)
99.2
Form of Compensation Committee Charter (1)
99.3
Consent of William Wu (1)
99.4
Consent of Wong Shui Yeung (1)
99.5
Consent of Wong Tat Keung (1)
101.INS
Inline
XBRL Instance Document.
101.SCH
101.CAL
101.DEF
Inline
XBRL Taxonomy Extension Schema Document.
Inline
XBRL Taxonomy Extension Calculation Linkbase Document.
Inline
XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB
101.PRE
104
Inline
XBRL Taxonomy Extension Label Linkbase Document.
Inline
XBRL Taxonomy Extension Presentation Linkbase Document.
Cover
Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
(1)
Incorporated by reference to the Registration Statement filed with the SEC on January 13, 2022.
(2)
Incorporated by reference to the Amendment to the Current Report filed with the SEC on February 8, 2022.
*
Filed herewith.
22
SIGNATURES
In
accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
ALSET
CAPITAL ACQUISITION CORP.
April
13, 2022
By:
/s/
Heng Fai Ambrose Chan
Name:
Heng
Fai Ambrose Chan
Title:
Chief
Executive Officer
(Principal
Executive Officer)
April
13, 2022
By:
/s/
Rongguo Wei
Name:
Rongguo
Wei
Title:
Chief
Financial Officer
(Principal
Accounting and Financial Officer)
23
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.