2 unchanged sentences
Directors since the Company last provided disclosure in response to the requirements of Item 407(c)(3) of Regulation S-K.
−Removed: Employment Agreement, dated February 9, 2022, between the Company and Sumitaka Yamamoto (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on February 14, 2022).
−Removed: Employment Agreement, dated February 9, 2022, between the Company and Kimio Hosaka (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the SEC on February 14, 2022).
−Removed: Employment Agreement, dated February 9, 2022, between the Company and Keisuke Kuno (incorporated by reference to Exhibit 10.3 to the registrant’s Current Report on Form 8-K filed with the SEC on February 14, 2022).
−Removed: Employment Agreement, dated February 9, 2022, between the Company and Qizhi Gao (incorporated by reference to Exhibit 10.4 to the registrant’s Current Report on Form 8-K filed with the SEC on February 14, 2022).
−Removed: Employment Agreement, dated February 9, 2022, between the Company and Hidekazu Miyata (incorporated by reference to Exhibit 10.5 to the registrant’s Current Report on Form 8-K filed with the SEC on February 14, 2022).
−Removed: Form of Independent Director Agreement between HeartCore Enterprises, Inc.
−Removed: and each independent director (incorporated by reference to Exhibit 10.10 to the registrant’s Registration Statement on Form S-1 (File No.
−Removed: 333-261984) filed with the SEC on January 3, 2022).
−Removed: Form of Indemnification Agreement between HeartCore Enterprises, Inc.
−Removed: and each independent director (incorporated by reference to Exhibit 10.11 to the registrant’s Registration Statement on Form S-1 (File No.
−Removed: 333-261984) filed with the SEC on January 3, 2022).
−Removed: Consulting and Services Agreement, dated as of March 31, 2022, by and between the registrant and Moveaction Co., Ltd.
−Removed: (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on April 6, 2022).
−Removed: Common Stock Purchase Warrant issued by Moveaction Co., Ltd.
−Removed: to the registrant (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the SEC on April 6, 2022).
+Added: Consulting and Services Agreement, dated as of April 13, 2022, by and between the registrant and A.L.I.
+Added: Technologies Inc.
+Added: (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on May 11, 2022).
+Added: Common Stock Purchase Warrant issued by A.L.I.
+Added: Technologies Inc.
+Added: to the registrant (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the SEC on May 11, 2022).
+Added: Consulting and Services Agreement, dated as of May 13, 2022, by and between the registrant and SYLA Holdings Co.
+Added: (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on May 25, 2022).
+Added: Common Stock Purchase Warrant issued by SYLA Holdings Co.
+Added: to the registrant (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the SEC on May 25, 2022).
Rule 13a-14(a) Certification of Principal Executive Officer.
9 unchanged sentences
Page Interactive Data File (embedded within the Inline XBRL document)
−Removed: Filed herewith.
−Removed: Furnished herewith.
−Removed: Management contracts
−Removed: and compensation plans and arrangements.
to the requirements of the Securities and Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the
1 unchanged sentence
ENTERPRISES, INC.
+Added: August 12, 2022
Sumitaka Yamamoto
Executive Officer and President (principal executive officer)
+Added: August 12, 2022
Financial Officer (principal financial officer and principal accounting officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.