Item 5. Other Information
ITEM 5. OTHER INFORMATION
Rule 10b5-1 Trading Arrangements
During the second quarter of 2026 , Heath Lovell , the Company's Chief Operating Officer , adopted a trading arrangement for the sale of shares of the Company's common stock that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934 (a "Rule 10b5-1 trading arrangement"). The arrangement provides for the sale of up to 37,751 shares of the Company's common stock issuable upon the vesting and settlement of restricted stock units, and terminates on the earlier of December 31, 2027 or the completion of all sales under the arrangement .
During the three months ended June 30, 2026, no other director or officer of the Company adopted , modified, or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement as defined in Item 408(c).
37
Table of Contents
ITEM 6. EXHIBITS
Exhibit No.
Document
10.1
Amendment of 2026 Executive Officer Incentive Plan and Severance Agreements – Chief Legal Officer effective June 8, 2026*++
10.2
Asset Purchase Agreement, dated as of May 30, 2026, by and between Energy World Corporation Ltd. and Hallador Energy Company (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed June 2, 2026)
10.3
Severance Agreement, dated June 8, 2026, between Hallador Energy Company and Matthew White (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed June 11, 2026)++
10.4
Second Amendment to Credit Agreement, dated as of June 25, 2026, among Hallador Energy Company, Texas Capital Bank, as administrative agent, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed June 26, 2026)
31.1
SOX 302 Certification - Chief Executive Officer *
31.2
SOX 302 Certification - Chief Financial Officer *
31.3
SOX 302 Certification – Chief Accounting Officer *
32
SOX 906 Certification *
95.1
Mine Safety Disclosures *
101.INS
Inline XBRL Instance Document*
101.SCH
Inline XBRL Schema Document*
101.CAL
Inline XBRL Calculation Linkbase Document*
101.LAB
Inline XBRL Labels Linkbase Document*
101.PRE
Inline XBRL Presentation Linkbase Document*
101.DEF
Inline XBRL Definition Linkbase Document*
104
Cover Page Interactive Data File (embedded with the Inline XBRL document)*
*Filed herewith.
++ Management Agreement
38
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
HALLADOR ENERGY COMPANY
Date: August 10, 2026
/s/BRENT K. BILSLAND
Brent K. Bilsland, Chairman, President and CEO
Date: August 10, 2026
/s/TODD E. TELESZ
Todd E. Telesz, CFO
Date: August 10, 2026
/s/ERIC VAN DEMAN
Eric Van Deman, CAO
39
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.