GrowGeneration Corp. 10-Q

ITEM 5. OTHER INFORMATION During the three months ended June 30, 2023, no director or officer of the Company adopted or terminated any contract, instruction, or written plan for the purchase or sale of securities of the Company intended to satisfy the affirmative defense conditions of SEC Rule 10b5–1(c) or any “non-Rule 10b5–1 trading arrangement,” as defined in Item 408(c) of Regulation S-K . 33 ITEM 6. EXHIBITS The following exhibits are included and filed with this report. Exhibit Exhibit Description 3.1 Certificate of Incorporation of GrowGeneration Corp. (Incorporated by reference to Exhibit 3.1 to the Registration Statement on Form S-1 as filed on November 9, 2015) 3.2 Bylaws of GrowGeneration Corp. (Incorporated by reference to Exhibit 3.2 to the Registration Statement on Form S-1 as filed on November 9, 2015) 31.1 Rule 13a-14(a)/15d-14(a) certification of Chief Executive Officer 31.2 Rule 13a-14(a)/15d-14(a) certification of principal financial and accounting officer 32.1 Section 1350 certification of Chief Executive Officer* 32.2 Section 1350 certification of principal financial and accounting officer* 101 Interactive Data Files 101.INS XBRL Instance Document 101.SCH XBRL Taxonomy Extension Schema Document 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document 101.LAB XBRL Taxonomy Extension Label Linkbase Document 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document 101.DEF XBRL Taxonomy Extension Definition Linkbase Definition * Furnished and not filed. 34 SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized on August 8, 2023. GrowGeneration Corp. By: /s/ Darren Lampert Darren Lampert, Chief Executive Officer (Principal Executive Officer) By: /s/ Gregory Sanders Gregory Sanders, Chief Financial Officer (Principal Accounting Officer and Principal Financial Officer) 35