1 unchanged sentence
Rule 10b5-1 Trading Arrangements
−Removed: During the three months ended March 31, 2024, none of our directors or officers adopted or terminated “Rule 10b5-1 trading arrangement” or “non Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
+Added: During the three months ended June 30, 2024, none of our directors or officers adopted or terminated “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
Number Description Filed Herewith Form Incorporated by Reference File No.
−Removed: 3.1 Amended and Restated Certificate of Incorporation of GRI Bio, Inc., as amended.
−Removed: 10-K 001-40034 3/28/2024
+Added: 3.1 Amended and Restated Certificate of Incorporation, as amended.
+Added: S-1 333-280323 6/20/2024
3.2 Amended and Restated Bylaws.
2 unchanged sentences
8-K 001-40034 6/27/2024
−Removed: 4.2 Form of Series B-1 Common Warrant.
+Added: 4.2 Form of Series C-1 Warrant.
8-K 001-40034 6/27/2024
−Removed: 4.3 Form of Series B-2 Common Warrant.
+Added: 4.3 Form of Series C-2 Warrant.
8-K 001-40034 6/27/2024
−Removed: 10.1△ Form of Securities Purchase Agreement, dated as of February 1, 2024, between GRI Bio, Inc.
−Removed: and each purchaser named in the signature pages thereto.
+Added: 4.4 Form of Placement Agent Warrant.
8-K 001-40034 6/27/2024
−Removed: 10.2 Placement Agency Agreement, date as of February 1, 2024, by and between GRI Bio, Inc.
−Removed: and A.G.P./Alliance Global Partners.
+Added: 10.1 At The Market Offering Agreement, dated May 20, 2024, by and between GRI Bio, Inc.
+Added: Wainwright & Co., LLC.
8-K 001-40034 5/20/2024
−Removed: 10.3 Form of Lock-Up Agreement.
+Added: 10.2# Amendment No.
+Added: 1 to Employment Agreement, dated June 17, 2024, by and between the GRI Bio, Inc.
+Added: and Albert Agro, Ph.D.
8-K 001-40034 6/18/2024
+Added: 10.3△ Form of Securities Purchase Agreement.
+Added: 8-K 001-40034 6/27/2024
31.1 Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
11 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: ____________________________________
# Indicates a management contract or any compensatory plan, contract or arrangement.
6 unchanged sentences
GRI BIO, INC.
−Removed: May 10, 2024 By:
+Added: August 13, 2024 By:
/s/ Leanne M.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.