32 unchanged sentences
Incorporated herein by reference to the Current Report on Form 8-K filed on May 16, 2023 as Exhibit 3.1 thereto.
−Removed: Form of Share Exchange Agreement, entered into February 8, 2023.
−Removed: Incorporated by reference to the Current Report on Form 8-K filed on February 10, 2023 as Exhibit 10.1 thereto.
−Removed: Form of Series B Preferred Stock Certificate of Designations.
−Removed: Incorporated by reference to the Current Report on Form 8-K filed on February 10, 2023 as Exhibit 10.2 thereto.
−Removed: Form of Series C Preferred Stock Certificate of Designations.
−Removed: Incorporated by reference to the Current Report on Form 8-K filed on February 10, 2023 as Exhibit 10.3 thereto.
−Removed: Form of Securities Purchase Agreement among the registrant and the Investors, dated March 28, 2023.
−Removed: Incorporated by reference to the Current Report on Form 8-K filed on March 30, 2023 as Exhibit 10.1 thereto.
−Removed: Form of Side Letter among the registrant and the Investors, dated March 28, 2023.
−Removed: Incorporated by reference to the Current Report on Form 8-K filed on March 30, 2023 as Exhibit 10.2 thereto.
−Removed: Form of amendment #1 to senior secured promissory note.
−Removed: Form of amendment #1 to senior secured promissory note.
−Removed: Form of amendment #2 to senior secured promissory note.
+Added: Certificate of Designation of Series C Convertible Preferred Stock.
+Added: Securities Purchase Agreement, dated May 1, 2023.
+Added: Incorporated by reference to the Current Report on Form 8-K filed on May 2, 2023 as Exhibit 10.1 thereto.
+Added: Form of Warrant.
+Added: Incorporated by reference to the Current Report on Form 8-K filed on May 2, 2023 as Exhibit 10.2 thereto.
+Added: At-The-Market Issuance Sales Agreement, dated June 9, 2023, with Ascendiant Capital Markets, LLC.
+Added: Incorporated by reference to the Current Report on Form 8-K filed on June 9, 2023 as Exhibit 10.1 thereto.
+Added: Form of Loan Agreement, dated June 8, 2023.
+Added: Incorporated by reference to the Current Report on Form 8-K filed on June 14, 2023 as Exhibit 10.1 thereto.
Certification of Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a).
13 unchanged sentences
the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: August 21, 2023
AULT ALLIANCE, INC.
6 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.