Item 2. Unregistered Sales of Equity Securities
ITEM 2.
UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
From
July 1, 2022 through September 30, 2022, Ault Alpha LP purchased 21,024,871 shares of common stock and 9,025 shares of Series D Preferred
Stock. Ault Alpha LP may be deemed to be an “affiliated purchaser” as defined in Rule 10b-18(a)(3) under the Securities Exchange
Act of 1934, as amended. The purchases were made through open market transactions.
20
Common Stock Purchased
Total
Number of
Shares
Purchased
Average
Price Paid
Per Share
Total Number of
Shares Purchased
as Part of Publicly
Announced Plans
or Programs
Maximum
Number of Shares
That May Yet Be
Purchased Under
Plans or Programs
July 1, 2022 – July 31, 2022
7,063,221
$ 0.33
August 1, 2022 – August 31, 2022
10,432,136
$ 0.34
September 1, 2022 – September 30, 2022
3,529,541
$ 0.24
Total
21,024,871
$ 0.32
-
-
Series D Preferred
Stock Purchased
Total
Number of
Shares
Purchased
Average Price
Paid Per
Share
Total Number of
Shares Purchased
as Part of Publicly
Announced Plans
or Programs
Maximum
Number of Shares
That May Yet Be
Purchased Under
Plans or Programs
July 1, 2022 – July 31, 2022
37,000
$ 24.30
August 1, 2022 – August 31, 2022
-
$ -
September 1, 2022 – September 30, 2022
1,000
$ 13.89
Total
38,000
$ 24.02
-
-
ITEM 3.
DEFAULTS UPON SENIOR SECURITIES
None.
ITEM 4.
MINE SAFETY DISCLOSURES
Not applicable.
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.