Item 2. Unregistered Sales of Equity Securities
ITEM 2.
UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
From
April 1, 2022 through June 30, 2022, Ault Alpha LP purchased 15,125,000 shares of common stock and 10,456 shares of Series D Preferred
Stock. Ault Alpha LP may be deemed to be an “affiliated purchaser” as defined in Rule 10b-18(a)(3) under the Securities Exchange
Act of 1934, as amended. The purchases were made through open market transactions.
Common Stock Purchased
Total
Number of
Shares
Purchased
Average
Price Paid
Per Share
Total Number of
Shares Purchased
as Part of Publicly
Announced Plans
or Programs
Maximum
Number of Shares
That May Yet Be
Purchased Under
Plans or Programs
April 1, 2022 – April 30, 2022
-
-
May 1, 2022 – May 31, 2022
10,429,605
$ 0.34
June 1, 2022 – June 30, 2022
4,695,395
$ 0.35
Total
15,125,000
$ 0.34
-
-
Series D Preferred Stock Purchased
Total
Number of
Shares
Purchased
Average Price
Paid Per
Share
Total Number of
Shares Purchased
as Part of Publicly
Announced Plans
or Programs
Maximum
Number of Shares
That May Yet Be
Purchased Under
Plans or Programs
April 1, 2022 – April 30, 2022
-
-
May 1, 2022 – May 31, 2022
-
-
June 1, 2022 – June 30, 2022
10,456
$ 18.99
Total
10,456
$ 18.99
-
-
ITEM 3.
DEFAULTS UPON SENIOR SECURITIES
None.
ITEM 4.
MINE SAFETY DISCLOSURES
Not applicable.
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.