Item 5. Other Information
Item 5. Other Information
Rule 10b5-1 Trading Plans
During the quarter ended March 31, 2025 , the following trading plan was adopted by Ronald J. Kramer, our Chief Executive Officer and Chairman of the Board. Such plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as amended.
Executive Date of Adoption of Plan Aggregate Number of Shares of Common Stock to be sold pursuant to Trading Arrangement Period of Plan
Ronald J. Kramer , Chief Executive Officer and Chairman of the Board
February 12, 2025 200,000 May 13, 2025 - May 13, 2027
Item 6. Exhibits
Exhibit Number
Exhibit Description
3.1 Certificate of Amendment to Amended and Restated Certificate of Incorporation of Griffon Corporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed March 13, 2025 (Commission File No. 1-06620)).
3.2 Amendment No. 3 to Amended and Restated By-laws of Griffon Corporation (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed March 13, 2025 (Commission File No. 1-06620)).
31.1*
Certification pursuant to Rule 13a-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*
Certification pursuant to Rule 13a-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32*
Certifications pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*
XBRL Instance Document
101.SCH*
XBRL Taxonomy Extension Schema Document
101.CAL*
XBRL Taxonomy Extension Calculation Document
101.DEF*
XBRL Taxonomy Extension Definitions Document
101.LAB*
XBRL Taxonomy Extension Labels Document
101.PRE*
XBRL Taxonomy Extension Presentations Document
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
* Filed Herewith
49
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
GRIFFON CORPORATION
/s/ Brian G. Harris
Brian G. Harris
Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
/s/ W. Christopher Durborow
W. Christopher Durborow
Vice President and Chief Accounting Officer
(Principal Accounting Officer)
Date: May 8, 2025
50
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.