1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: During the quarter ended June 30, 2024, the following trading plans were adopted by the executive officers listed below.
−Removed: Each such plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as amended.
−Removed: Executive Date of Adoption of Plan Aggregate Number of Shares of Common Stock to be sold pursuant to Trading Arrangement Period of Plan
−Removed: Kramer , Chief Executive Officer and Chairman of the Board
−Removed: May 20, 2024 400,000 August 19, 2024 – February 19, 2025
−Removed: Mehmel , President and Chief Operating Officer
−Removed: June 5, 2024 100,000 September 9, 2024 – February 28, 2025
−Removed: Harris , Senior Vice President and Chief Financial Officer
−Removed: June 5, 2024 37,924 September 4, 2024 – February 28, 2025
−Removed: Kaplan , Senior Vice President, General Counsel and Secretary
−Removed: June 5, 2024 47,940 September 9, 2024 – February 28, 2025
+Added: During the fiscal quarter ended December 31, 2024, none of our directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any "non-Rule 10b5-1 trading arrangement."
Item 6 Exhibits
−Removed: 10.1 Second Amendment to Fifth Amended and Restated Credit Agreement, dated as of January 24, 2022, by and among Griffon Corporation, Bank of America, N.A., as administrative agent, and the several banks and other financial institutions or entities from time to time parties thereto, dated June 26, 2024 (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed June 26, 2024 (Commission File No.
+Added: Offer Letter, dated November 13, 2024, between the Company and Brian G.
+Added: (incorporated by reference to Exhibit 10.10 to the Registrant's Annual Report on Form 10-K for the year ended September 30, 2024 (Commission File No.
+Added: Insider Trading Policy
31.1 Certification pursuant to Rule 13a-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
9 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: * Indicates a management contract or compensatory plan or arrangement.
+Added: ** Filed Herewith
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
GRIFFON CORPORATION
−Removed: Senior Vice President and Chief Financial Officer
+Added: Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
3 unchanged sentences
(Principal Accounting Officer)
−Removed: August 7, 2024
+Added: February 5, 2025
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.