Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: February 14, 2020, we entered into a Securities Purchase Agreement and Registration Rights Agreement with an accredited investor, pursuant
−Removed: to which the accredited investor purchased 2,884,615 shares (post adjustment to reflect the effect of the reverse stock split described
−Removed: in Note 4 to part I - FINANCIAL INFORMATION) per share, for an aggregate gross purchase price of $15,000 thousand.
−Removed: Agent Compensation
−Removed: the nine-months ended September 30, 2020, Andrew Garrett was paid $1,950
−Removed: thousand in fees in connection therewith, and issued a warrant to purchase 288,462 shares (post adjustment to reflect the effect of the
−Removed: reverse stock split described in Note 4 to part I - FINANCIAL INFORMATION) to the placement agent with terms similar to the terms of
−Removed: the Placement Agent Warrants issued in 2019.
Defaults Upon Senior Securities
Mine Safety Disclosures
−Removed: Certification of Principal Executive Officer and Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal Executive Officer and Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Instance Document (2)
4 unchanged sentences
Definition Linkbase Document (2)
−Removed: Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).
+Added: Page Interactive Data File (embedded within the Inline XBRL document)
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
−Removed: November 15, 2021
−Removed: APPLICATIONS, INC.
Chief Financial Officer
−Removed: Executive and Financial Officer)
+Added: Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.