Item 2. Unregistered Sales of Equity Securities
ITEM 2.
UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
None.
ITEM 3.
DEFAULTS UPON SENIOR SECURITIES
None.
ITEM 4.
MINE SAFETY DISCLOSURES
Not applicable.
ITEM 5.
O THER INFORMATION
None.
24
ITEM 6.
EXHIBITS
Exhibit No.
Exhibit Description
31.1
CEO Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1
CEO Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
101.INS
XBRL Instance Document
101.SCH
XBRL Taxonomy Extension Schema Document
101.CAL
XBRL Taxonomy Calculation Linkbase Document
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
XBRL Taxonomy Label Linkbase Document
101.PRE
XBRL Taxonomy Presentation Linkbase Document
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*
In accordance with Rule 12b-32 under the Securities Exchange Act of 1934, as amended, reference is made to
the documents previously filed with the Securities and Exchange Commission, which
documents are hereby incorporated by reference.
**
Compensation Plan or Arrangement.
†
In accordance with Item 601(b)(32)(ii) of Regulation S-K, the certifications furnished
in Exhibit 32.1 and Exhibit 32.2 hereto are deemed to accompany this Form 10-Q and
will not be deemed “filed” for purposes of Section 18 of the Exchange Act. Such certifications will not be deemed to be incorporated by
reference into any filings under the Securities Act or the Exchange Act, except to
the extent that the registrant specifically incorporates it by reference.
25
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
MINIM, INC.
(Registrant)
Date: May 20, 2024
By:
/s/ David Lazar
David Lazar
Chief Executive Officer and Chief Financial Officer of the Company
(on behalf of Registrant and as Principal Financial Officer)
26
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.