Item 5. Other Information
Item 5. Other Information
N o n e .
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report.
No.
Description of Exhibit
1.1 (1)
Underwriting Agreement, dated May 1, 2025, between the Company and Cantor Fitzgerald & Co.
3.1 (1)
Amended and Restated Memorandum and Articles of Association of the Company.
4.1 (1)
Warrant Agreement, dated May 1, 2025, between the Company and Continental Stock Transfer & Trust Company.
10.1 (2)
Amended and Restated Promissory Note, effective as of March 31 , 2025, issued to CGC III Sponsor LLC.
10.2 (1)
Letter Agreement, dated May 1, 2025, between the Company and CGC III Sponsor LLC.
10.3 (1)
Letter Agreement, dated May 1, 2025, between the Company, CGC III Sponsor DirectorCo LLC and each director and executive officer of the Company.
10.4 (1)
Investment Management Trust Agreement, dated May 1, 2025, between the Company and Continental Stock Transfer & Trust Company.
10.5 (1)
Registration Rights Agreement, dated May 1, 2025, among the Company and certain security holders.
10.6 (1)
Private Placement Warrants Purchase Agreement, dated May 1, 2025, between the Company and CGC III Sponsor LLC.
10.7 (1)
Private Placement Warrants Purchase Agreement, dated May 1, 2025, between the Company and Cantor Fitzgerald & Co.
10.8 (1)
Administrative Services Agreement, dated May 1, 2025, between the Company and CGC III Sponsor LLC.
10.9 (1)
Form of Indemnity Agreement, dated May 1, 2025.
31.1*
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*
Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2**
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*
Inline XBRL Instance Document.
101.SCH*
Inline XBRL Taxonomy Extension Schema Document.
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104*
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*
Filed herewith.
**
These certifications are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.
(1) Incorporated by reference to an exhibit to the Company’s Current Report on Form 8-K (File No. 001-42629), filed with the SEC on May 7, 2025.
(2) Incorporated by reference to an exhibit to the Company’s Registration Statement on Form S-1/A (File No. 333-284565), filed with the SEC on April 14, 2025.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CARTESIAN GROWTH CORPORATION III
Date: November 14, 2025
By:
/s/ Peter Yu
Name:
Peter Yu
Title:
Chief Executive Officer
(Principal Executive Officer)
Date: November 14, 2025
By:
/s/ Rafael de Luque
Name:
Rafael de Luque
Title:
Chief Financial Officer
(Principal Financial and Accounting Officer)
27
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.